RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E••••• M••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 29, 2025 · Baton Rouge, La
- A•••••• A••••••• S••••••• formerJan 18, 2018 to Sep 3, 2025 · Baton Rouge, La
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 22, 2018 · Baton Rouge, La
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 10, 2006 to Jan 2, 2009 · Baton Rouge, La
- A•••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 3, 2025, registered Aug 29, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A•••••• A••••••• S•••••••left Jan 22, 2018, registered Jan 18, 2018 (-4 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- R•••••• E••••• M•••••• left A•••••• A••••••• S••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-29)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address