DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••••• C•••••

L•• F•••••••• L••BD affiliatedBeachwood, Ohdual registrantIAPD 1068635

Feed of 09/14/2026

At current firm

1 y

since Sep 15, 2025

In the industry

34 y

since Dec 9, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 15, 2025 · Beachwood, Oh
T••••••••• W••••• M••••••••• L•• former
Jan 22, 2015 to Dec 15, 2025 · Beachwood, Oh
T•• T••••••••• G•••• unclassified
May 6, 2004 to Dec 31, 2004 · Shaker Hts., Oh
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 29, 1999 to Apr 22, 2004 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

T••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••
left Dec 15, 2025, registered Sep 15, 2025 (-91 days) · RIA to affiliated broker-dealer or bank · moved with a team
T•• T••••••••• G•••• to T••••••••• W••••• M••••••••• L••
left Dec 31, 2004, registered Jan 22, 2015 (3674 days) · Other
M•• I•••••••• S•••••••• L•• to T•• T••••••••• G••••
left Apr 22, 2004, registered May 6, 2004 (14 days) · Other

Signals

J••• P•••••• C••••• left T••••••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2025-09-15)
Dec 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address