DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tyler-Stone Wealth Management, LLC

Former SEC-registered adviserBeachwood, OhioCRD 173667SEC 801-80876websiteIAPD
Latest filing Jun 30, 2025
First filing on the tape Jan 13, 2015 · 37 filings
SEC status approved since Jan 22, 2015
RAUM
$599M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$566M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
19 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$599M as of Jun 30, 2025
Feb 15, 2016$130M then
HNW client RAUM$422M as of Jun 30, 2025
Mar 15, 2018$49.9M then
State-registered IARs (5.B.3)19 as of Jun 30, 2025
Feb 15, 201616 then
Employees (5.A)25 as of Jun 30, 2025
Feb 15, 201616 then
Private funds: no history
RAUM +30% over the last fiscal year+8.6% a year over threeIARs 21 to 19offices 6 to 7
Practice profile
derived from the filing of Jun 30, 2025; every figure names its basis
RAUM per advisor
$31.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
63derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$842,825derivedHNW RAUM over HNW clients
Average account
$329,448derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.4derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
-9.5%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Wrap fee program
$243MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$422M71%
  • Individuals$143M24%
  • Corporations and businesses$22.9M3.8%
  • Pension and profit-sharing plans$6.9M1.2%
  • Charitable organizations$3.4M0.6%
Individual clients
704reported
HNW clients
501reported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
1,818reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
17 left, 0 joined in 12 months
net -17 in 12 months0 left in 90 days0 joined in 90 days17 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Hamilton Marc Stone · Member And Chief Compliance Officercontrol
      since 01/2015 · owns 50% to 75%
    • Philip William Tyler · Membercontrol
      since 01/2015 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    • Kristin Mignogna
      insurancen
    • Tyler-Stone Group
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Naples, Fl001
    Beachwood, Oh · principal0017
    Offices
    Schedule D 1.F, the 25 largest
    • Willowick, OH2 employees
    • , 1 employees
    • , 1 employees
    • , 1 employees
    • , 1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Financial planning clients · 1-10 to 1-10
      Mar 27, 2025 to Jun 30, 2025
    • Accounts · 1,599 to 1,818
      Mar 23, 2024 to Mar 27, 2025
    • Advisory employees · 20 to 19
      Mar 23, 2024 to Mar 27, 2025
    • BD registered reps · 21 to 19
      Mar 23, 2024 to Mar 27, 2025
    • HNW clients · 88 to 501
      Mar 23, 2024 to Mar 27, 2025
    • Individual clients · 1,025 to 704
      Mar 23, 2024 to Mar 27, 2025
    • Pension plan clients · unset to 8.0
      Mar 23, 2024 to Mar 27, 2025
    • Employees · 26 to 25
      Mar 23, 2024 to Mar 27, 2025
    • State-registered IARs · 21 to 19
      Mar 23, 2024 to Mar 27, 2025
    • Other offices · 6 to 7
      Mar 23, 2024 to Mar 27, 2025
    • Discretionary RAUM · $460M to $599M
      Mar 23, 2024 to Mar 27, 2025
    • HNW RAUM · $186M to $422M
      Mar 23, 2024 to Mar 27, 2025
    • Individual RAUM · $256M to $143M
      Mar 23, 2024 to Mar 27, 2025
    • Non-discretionary RAUM · $368,519 to $0
      Mar 23, 2024 to Mar 27, 2025
    • Pension RAUM · $11,635 to $6.9M
      Mar 23, 2024 to Mar 27, 2025
    • RAUM · $460M to $599M
      Mar 23, 2024 to Mar 27, 2025
    • Accounts · 1,493 to 1,599
      Apr 20, 2023 to Mar 13, 2024
    • Advisory employees · 22 to 20
      Apr 20, 2023 to Mar 13, 2024
    • BD registered reps · 22 to 21
      Apr 20, 2023 to Mar 13, 2024
    • Corporate clients · 7 to 10
      Apr 20, 2023 to Mar 13, 2024
    • HNW clients · 64 to 88
      Apr 20, 2023 to Mar 13, 2024
    • Individual clients · 997 to 1,025
      Apr 20, 2023 to Mar 13, 2024
    • Employees · 25 to 26
      Apr 20, 2023 to Mar 13, 2024
    • State-registered IARs · 22 to 21
      Apr 20, 2023 to Mar 13, 2024
    • Discretionary RAUM · $390M to $460M
      Apr 20, 2023 to Mar 13, 2024
    • HNW RAUM · $142M to $186M
      Apr 20, 2023 to Mar 13, 2024
    • Individual RAUM · $237M to $256M
      Apr 20, 2023 to Mar 13, 2024
    • Non-discretionary RAUM · $352,673 to $368,519
      Apr 20, 2023 to Mar 13, 2024
    • Pension RAUM · $101,252 to $11,635
      Apr 20, 2023 to Mar 13, 2024
    • RAUM · $391M to $460M
      Apr 20, 2023 to Mar 13, 2024
    • Wrap assets (manager) · $154M to $0
      Apr 20, 2023 to Mar 13, 2024
    • Accounts · 1,410 to 1,493
      Sep 27, 2022 to Mar 24, 2023
    • Advisory employees · 18 to 22
      Sep 27, 2022 to Mar 24, 2023
    • BD registered reps · 19 to 22
      Sep 27, 2022 to Mar 24, 2023
    • Corporate clients · 9 to 7
      Sep 27, 2022 to Mar 24, 2023
    • HNW clients · 85 to 64
      Sep 27, 2022 to Mar 24, 2023
    • Individual clients · 924 to 997
      Sep 27, 2022 to Mar 24, 2023
    • Employees · 19 to 25
      Sep 27, 2022 to Mar 24, 2023
    • State-registered IARs · 18 to 22
      Sep 27, 2022 to Mar 24, 2023
    • Discretionary RAUM · $461M to $390M
      Sep 27, 2022 to Mar 24, 2023
    Signals
    24 dated events
    • Tyler-Stone Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $598.9M)
      Jan 2, 2026 · Left the SEC roster · derived
    • William Louis Dimenna left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2024-08-09)
      Dec 15, 2025 · Advisor changed firm · fact
    • Gregory Joseph Harris left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-06-17)
      Dec 15, 2025 · Advisor changed firm · fact
    • Jean Marie Stefanov left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-07-22)
      Dec 15, 2025 · Advisor changed firm · fact
    • Stuart David Abrams left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Daniel Hamilton Bralliar left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Stephanie Elizabeth Stone left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Matthew Michael Darcy left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
      Dec 15, 2025 · Advisor changed firm · fact
    • Kristen Alice Mignogna left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Thomas Francis Dowd left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
      Dec 15, 2025 · Advisor changed firm · fact
    • John Patrick Cingel left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
      Dec 15, 2025 · Advisor changed firm · fact
    • William Philip Tyler left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Eric James Heffke left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Maria Teresa Sikora left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Karen Frankino left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Jonathan Robert Schonfeld left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-26)
      Dec 15, 2025 · Advisor changed firm · fact
    • Christian John Garofalo no longer registered at Tyler-Stone Wealth Management, Llc; no later IA registration on IAPD
      Dec 15, 2025 · Advisor departure · fact
    • Marc Hamilton Stone left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
      Dec 15, 2025 · Advisor changed firm · fact
    • Tina Marie Hallier left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
      Dec 15, 2025 · Advisor changed firm · fact
    • Tyler-Stone Wealth Management, LLC's advisors moved to LPL Financial LLC (Beachwood, OH): 15 of 18 registered, on the same day
      Dec 15, 2025 · Firm absorbed (people side) · derived
    • Tyler-Stone Wealth Management, Llc reported RAUM $598.9M, up 30% from $460.3M (2024-03-23 to 2025-03-27)
      Mar 27, 2025 · RAUM change · derived
    • Tyler-Stone Wealth Management, Llc reported RAUM $467.4M, up 34% from $348.4M (2021-11-29 to 2022-03-04)
      Mar 4, 2022 · RAUM change · derived
    • Tyler-Stone Wealth Management, Llc reported RAUM $309.2M, up 51% from $204.1M (2019-06-04 to 2020-03-04)
      Mar 4, 2020 · RAUM change · derived
    • Tyler-Stone Group filed its initial SEC registration (Form ADV)
      Jan 13, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026