RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• S•••••• M•••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 8, 2026 · Santa Fe, Nm
- M••••••• I••••••••• N•••••• I••• BD affiliatedApr 28, 2017 to Mar 4, 2026 · Lago Vista, Tx
- L•• F•••••••• L•• BD affiliatedJul 14, 2009 to May 15, 2017 · Austin, Tx
- R•••••• J•••• • A••••••••• I••• national BDNov 16, 2000 to Feb 28, 2003 · Austin, Tx
- M••••••• I••••••••• N•••••• I••• to L•• F•••••••• L••left Mar 4, 2026, registered Mar 8, 2026 (4 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to M••••••• I••••••••• N•••••• I•••left May 15, 2017, registered Apr 28, 2017 (-17 days) · Other
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Feb 28, 2003, registered Jul 14, 2009 (2328 days) · Other
- J•• S•••••• M••••• left M••••••• I••••••••• N•••••• I••• for L•• F•••••••• L•• (registered 2026-03-08)Mar 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address