DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M• M••••

E•••••••• A•••••••• L••national BDFort Lauderdale, Fldual registrantIAPD 1069038

Feed of 09/14/2026

Also filed as John Michael Moran

At current firm

3 y

since Jun 21, 2023

In the industry

43 y

since Jan 6, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Jun 21, 2023 · Fort Lauderdale, Fl
S••••••• F•••••••• S•••••••• I••• former
Oct 15, 2019 to Jun 21, 2023 · Boca Raton, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 8, 2019 to May 31, 2019 · Plantation, Fl
H•••••• J• S••• C•••••• M••••••••• I••• independent RIA
Oct 16, 2015 to Feb 27, 2019 · Boca Raton, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 9, 2010 to Jan 22, 2013 · Coral Gables, Fl
T• A••••••••• I••• former
Jun 24, 2010 to Jan 22, 2013 · Coral Gables, Fl
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 8, 2008 to Jul 24, 2009 · Skokie, Il
M•••••• F••••••••• I••• unclassified
May 14, 2002 to Jul 14, 2005 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Jun 21, 2023, registered Jun 21, 2023 (0 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left May 31, 2019, registered Oct 15, 2019 (137 days) · Affiliated broker-dealer or bank to another
H•••••• J• S••• C•••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Feb 27, 2019, registered Feb 8, 2019 (-19 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 22, 2013, registered Jul 9, 2010 (-928 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to H•••••• J• S••• C•••••• M••••••••• I•••
left Jan 22, 2013, registered Oct 16, 2015 (997 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to T• A••••••••• I•••
left Jul 24, 2009, registered Jun 24, 2010 (335 days) · Other
M•••••• F••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 14, 2005, registered Dec 8, 2008 (1243 days) · Other

Signals

J••• M• M•••• left S••••••• F•••••••• S•••••••• I••• for E•••••••• A•••••••• L•• (registered 2023-06-21)
Jun 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address