RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 28, 2024 · Langhorne, Pa
- B•• S••••••••• I••• independent RIAJul 20, 2012 to Feb 29, 2024 · Cherry Hill, Nj
- S••••••• I••••••••• I••• formerSep 7, 2004 to Jul 13, 2012 · Yardley, Pa
- B•• S••••••••• I••• to L•• F•••••••• L••left Feb 29, 2024, registered Feb 28, 2024 (-1 days) · RIA to affiliated broker-dealer or bank
- S••••••• I••••••••• I••• to B•• S••••••••• I•••left Jul 13, 2012, registered Jul 20, 2012 (7 days) · Other
- M•••••• R••••••••• left B•• S••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-28)Feb 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address