DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karmen Dwayne Kingsmore
Feed of 09/14/2026
At current firm
5 y
since Jan 6, 2021
In the industry
42 y
since Aug 2, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kingsmore Wealth Management, LLC state registered currentsince Jan 6, 2021 · Union, Sc
- Kovack Advisors, Inc. BD affiliatedJan 5, 2015 to Jan 29, 2021 · Union, Sc
- Resource Horizons Investment Advisory, Inc. formerJan 8, 2008 to Dec 31, 2014 · Union, Sc
- Resource Horizons Group LLC unclassifiedApr 12, 2001 to Dec 31, 2007 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Kingsmore Wealth Management, LLCleft Jan 29, 2021, registered Jan 6, 2021 (-23 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Resource Horizons Investment Advisory, Inc. to Kovack Advisors, Inc.left Dec 31, 2014, registered Jan 5, 2015 (5 days) · corporate re-registration, not a move
- Resource Horizons Group LLC to Resource Horizons Investment Advisory, Inc.left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address