DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kovack Advisors, Inc.
Latest filing Apr 27, 2026
First filing on the tape Mar 7, 2012 · 48 filings
SEC status approved since Apr 21, 2004
RAUM
$6.3B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
89%
$5.6B individuals and HNW
Advisors
257
registered through the firm on IAPD
RAUM per advisor
$24.4M
derived; firm RAUM over IAPD count
Employees
320
300 advisory (5.B.1)
Offices
198
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$6.3B as of Apr 27, 2026
Mar 7, 2012$615M then
HNW client RAUM$2.8B as of Apr 27, 2026
Mar 29, 2018$80.7M then
State-registered IARs (5.B.3)300 as of Apr 27, 2026
Mar 28, 2013167 then
Employees (5.A)320 as of Apr 27, 2026
Mar 28, 2013167 then
Private funds: no history
RAUM +13% over the last fiscal year+20% a year over threeIARs 305 to 300
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $24.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $306,430derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.3derived199 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $768M, 1,714 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.8B45%
- High-net-worth individuals$2.8B44%
- Corporations and businesses$490M7.8%
- State and municipal entities$199M3.2%
- Banks and thrifts$756,7240.0%
- Individual clients
- 11,316reported
- HNW clients
- 1,590reported
- Pension plan clients
- 181reported
- Charitable clients
- n/areported
- Accounts
- 20,493reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $768M for 1,714 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=288.0derived
Advisors registered through the firm
257 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian John Kovack | Ft. Lauderdale, Fl | Nov 18, 2003 | 29 y | 0 |
| Rodger Scott Kamuf | Ft. Lauderdale, Fl | Jun 30, 2004 | 29 y | 0 |
| Michael David Newton | Ft. Lauderdale, Fl | Sep 2, 2004 | 39 y | 0 |
| David M BrownCertified Financial Planner | Boca Raton, Fl | Jun 8, 2006 | 26 y | 0 |
| William Nicholas Cohron | Ft. Lauderdale, Fl | Aug 15, 2006 | 29 y | 1 |
| John Curtis Miller | Marietta, Oh | Aug 15, 2006 | 40 y | 1 |
| Michael Andrew Neal | Ft. Lauderdale, Fl | Aug 15, 2006 | 29 y | 1 |
| Victor Anthony DibattistaCertified Financial Planner | Ft. Lauderdale, Fl | Aug 15, 2006 | 32 y | 1 |
| Anthony Ernest DelucaCertified Financial Planner | Orange Park, Fl | Aug 16, 2006 | 39 y | 1 |
| Richard Stephen Ziemianski | Orland Park, Il | Dec 1, 2006 | 24 y | 1 |
| Bradley Ray TeetsCertified Financial Planner, Personal Financial Specialist | Ft. Lauderdale, Fl | Jan 8, 2007 | 34 y | 0 |
| Kim Anthon Checketts | Ft. Lauderdale, Fl | Feb 16, 2007 | 40 y | 1 |
| Anthony Carlos Romero | Tavernier, Fl | May 29, 2007 | 31 y | 2 |
| Gerald B HoeningsCertified Financial Planner | Ft. Lauderdale, Fl | Jun 18, 2007 | 34 y | 3 |
| Thomas Randello | Ft. Lauderdale, Fl | Sep 26, 2007 | 25 y | 0 |
| Ricardo Latta | Weston, Fl | Oct 4, 2007 | 40 y | 2 |
| Christopher Gaith Demaria | Knoxville, Tn | Jan 23, 2008 | 28 y | 2 |
| Bradley Edward MeisterCertified Financial Planner, Chartered Financial Consultant | Napoleon, Oh | Feb 25, 2008 | 27 y | 2 |
| Saverio Anthony FiorelloChartered Financial Consultant | Ft. Lauderdale, Fl | Mar 3, 2008 | 24 y | 1 |
| Matthew David Osborn | Redding, Ca | Nov 18, 2008 | 27 y | 2 |
| Robert William Stewart | Ft. Lauderdale, Fl | Nov 19, 2008 | 32 y | 1 |
| Michael Ryan Fontenot | Crowley, La | Apr 13, 2009 | 18 y | 1 |
| Stanley Jerome Keyes | Crowley, La | Apr 20, 2009 | 42 y | 2 |
| Kirk Fitzgerald Stauffer | Ft. Lauderdale, Fl | Apr 22, 2009 | 32 y | 2 |
| Darrin Robert HalseyCertified Financial Planner | Ft. Lauderdale, Fl | May 19, 2009 | 27 y | 2 |
| Ramon Antonio GonzalezCertified Financial Planner | Miami, Fl | Jun 17, 2009 | 43 y | 1 |
| Jose Juan NievesCertified Financial Planner | Ft. Lauderdale, Fl | Jun 17, 2009 | 25 y | 1 |
| Rene Jose Villate-Cortes | Ft. Lauderdale, Fl | Jun 17, 2009 | 18 y | 1 |
| Lee David Simmonds | Greenville, Il | Jun 18, 2009 | 39 y | 1 |
| Rinaldo Diaz-Flores | Ft. Lauderdale, Fl | Jun 23, 2009 | 26 y | 1 |
| Jaime Enrique Santiago | Ft. Lauderdale, Fl | Sep 17, 2009 | 27 y | 1 |
| John Michael Mendola | Hood River, Or | Jan 21, 2010 | 29 y | 1 |
| Elvin Franceschi | Ft. Lauderdale, Fl | Feb 23, 2010 | 18 y | 1 |
| Benedict Aloysious Mitchell | Newberry, Fl | Apr 6, 2010 | 30 y | 0 |
| Scott Joseph Kolesky | Troy, Mi | Aug 10, 2010 | 30 y | 0 |
| Erik John Kokeny | Troy, Mi | Aug 24, 2010 | 30 y | 0 |
| Gregory John Heinrich | Fort Lauderdale, Fl | Nov 8, 2010 | 19 y | 2 |
| Andres Antonio MorgadoCertified Financial Planner, Personal Financial Specialist | San Juan, Pr | Jan 5, 2011 | 38 y | 0 |
| Kenneth Steven Yermak | Lakewood Ranch, Fl | Feb 1, 2011 | 31 y | 2 |
| Isabelle Allison Shick | Ft. Lauderdale, Fl | Mar 10, 2011 | 19 y | 0 |
Advisor movement
30 left, 19 joined in 12 months
net -11 in 12 months10 left in 90 days8 joined in 90 daysdeparture rate 12% of current headcount60 left over 36 months
Left, latest
- Shuang Guo to M Holdings Securities, Inc.Aug 24, 2026 · Affiliated broker-dealer or bank to another
- David Chou to Cetera Investment Advisers LLCAug 18, 2026 · Affiliated broker-dealer or bank to another
- Joseph William Gallagher to Fortis Capital Advisors, LLCAug 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alfredo Oliva to AdvisuiteJul 22, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Ryan Nickolas Patnoe to Integrity Alliance, LLCJul 17, 2026 · Affiliated broker-dealer or bank to another
- Kory Joel Schwan to Integrity Alliance, LLCJul 17, 2026 · Affiliated broker-dealer or bank to another
- Jacob Peter Cramond to Integrity Alliance, LLCJul 17, 2026 · Affiliated broker-dealer or bank to another
- Kyle John Schwan to Integrity Alliance, LLCJul 16, 2026 · Affiliated broker-dealer or bank to another
- Brenda Kay Rafferty to Raymond James Financial Services Advisors, IncJul 15, 2026 · Affiliated broker-dealer or bank to another
- Michael Joseph Kwedar to LPL Financial LLCJul 1, 2026 · Affiliated broker-dealer or bank to another
- Norman Debuys Brown to LPL Financial LLCMay 7, 2026 · Affiliated broker-dealer or bank to another
- Joseph Patrick Hanley to Nashoba Valley Wealth ManagementMay 6, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- John Michael Brunetti to LPL Financial LLCMay 4, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey Kent Olsen to Family Wealth Strategists, LLCMay 1, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Bradley Ross Thompson to Osaic Wealth, Inc.Apr 23, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Scott Michael Wallace from Cetera Investment Advisers LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Jeannie Lynn Wallace from Cetera Investment Advisers LLCAug 21, 2026 · Affiliated broker-dealer or bank to another
- Emmanuel Santiago Perez from Cetera Investment Advisers LLCJul 20, 2026 · Affiliated broker-dealer or bank to another
- Grace M Lopez-Williams from Oneamerica Securities, Inc.Jul 14, 2026 · Affiliated broker-dealer or bank to another
- Martina Arelis Jimenez Sperry from Oneamerica Securities, Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to another
- Desiree Marie Lasiewski from Osaic Wealth, Inc.Jul 2, 2026 · Affiliated broker-dealer or bank to another
- Luis Emmanuel Guajardo from Cresta AdvisorsJun 30, 2026 · RIA to affiliated broker-dealer or bank
- Daniel Merithew Allen from UBS Financial Services Inc.Jun 22, 2026 · Wirehouse to affiliated broker-dealer or bank
- Christopher Clement Sherer from Bfc Planning, Inc.Jun 5, 2026 · Affiliated broker-dealer or bank to another
- Andrew Andreotta from LPL Financial LLCMay 29, 2026 · Affiliated broker-dealer or bank to another
- David Kees from Osaic Wealth, Inc.Apr 15, 2026 · Affiliated broker-dealer or bank to another
- Andre Wyss from Strategic Advisers LLCApr 1, 2026 · Affiliated broker-dealer or bank to another
- Shuang Guo from LPL Enterprise, LLCMar 26, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey Lee Foreman from Advisory Services NetworkFeb 9, 2026 · RIA to affiliated broker-dealer or bank
- Jacob Peter Cramond from Schwan Financial Advisors, LLCJan 14, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Integrity Alliance, LLCJul 16, 2026 · Aberdeen, Sd
- 2 left for Independent Financial PartnersFeb 24, 2026 · Clearwater, Fl
- 2 left for Cambridge Investment Research Advisors, Inc.Feb 10, 2026 · Scottsboro, Al
- 2 left for Fernandez Wealth ManagementSep 19, 2025 · Ft Lauderdale, Fl
- 2 left for Cambridge Investment Research Advisors, Inc.Apr 29, 2025 · Sarasota, Fl
- 2 left for Scipio Financial LLCApr 14, 2025 · Summerville, Sc
- 2 left for Independent Financial PartnersSep 9, 2022 · Ft Lauderdale, Fl
- 2 left for Cambridge Investment Research Advisors, Inc.Mar 8, 2022 · Boynton Beach, Fl
- 2 joined from Cetera Investment Advisers LLCAug 25, 2026 · Boerne, Tx
- 2 joined from Oneamerica Securities, Inc.Jun 26, 2026 · Atlanta, Ga
- 2 joined from Ic Advisory Services, Inc.Nov 19, 2024 · Sarasota, Fl
- 2 joined from Cadaret Grant & Co IncNov 4, 2024 · Syracuse, Ny
- 2 joined from Raymond James Financial Services Advisors, IncApr 7, 2023 · Clearwater, Fl
- 2 joined from Schwan Financial Advisors, LLCSep 9, 2022 · Aberdeen, Sd
- 3 joined from Cetera Advisor Networks LLCAug 22, 2022 · Adel, Ga
- 2 joined from UBS Financial Services Inc.Jun 27, 2019 · Palm Beach Gdns, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Brian Kovack · Presidentcontrolsince 11/2020 · owns less than 5%
- Cecilia Mercado · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Sue Melinda Wolfe · Executive Vice Presidentcontrolsince 11/2020 · owns less than 5%
- John Brian Kovack · Trusteecontrolsince 02/2020 · owns F of Ronald J. Kovack Family Trust
- John Brian Kovack · Trusteecontrolsince 09/2010 · owns F of The Brian J. Kovack Revocable Trust
- Priscilla Kovack · Trusteecontrolsince 02/2020 · owns F of Ronald J. Kovack Family Trust
Entity owners
- Kovack Financial, LLC · Ownerdirect · owns 75% or more
- Ronald J. Kovack Family Trust · Memberindirect · owns 50% to 75% of Kovack Financial, LLC
- The Brian J. Kovack Revocable Trust · Memberindirect · owns 25% to 50% of Kovack Financial, LLC
Related persons
Schedule D 7.A
- Brian J. Kovack, P.A.n
- Kovack Securities Inc.broker-dealern
Advisers that list Kovack Advisors, Inc. as a related person
- 170450 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ft Lauderdale, Fl | 244 | 21 | 14 | 2 | |
| Fort Lauderdale, Fl | 14 | 2 | 1 | ||
| San Juan, Pr | 13 | 1 | 0 | ||
| Marietta, Ga | 7 | 0 | 0 | ||
| Kennesaw, Ga | 6 | 0 | 0 | ||
| Boca Raton, Fl | 6 | 1 | 0 | ||
| Evansville, In | 5 | 0 | 0 | ||
| Jupiter, Fl | 4 | 1 | 0 | ||
| Adel, Ga | 4 | 0 | 0 | ||
| West Palm Beach, Fl | 4 | 0 | 0 | ||
| Guaynabo, Pr | 4 | 0 | 0 | ||
| Santa Barbara, Ca | 4 | 0 | 0 | ||
| Mobile, Al | 3 | 0 | 0 | ||
| Coral Springs, Fl | 3 | 0 | 0 | ||
| Orange, Ca | 3 | 1 | 0 | ||
| Atlanta, Ga | 3 | 1 | 0 | ||
| Napoleon, Oh | 3 | 1 | 0 | ||
| Troy, Mi | 3 | 0 | 0 | ||
| Santa Ana, Ca | 2 | 0 | 0 | ||
| Augusta, Ga | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Juan, PR5 employees
- Adel, GA5 employees
- Santa Barbara, CA5 employees
- Aberdeen, SD4 employees
- Kennesaw, GA4 employees
- Marietta, GA4 employees
- San Juan, PR4 employees
- Coral Springs, FL3 employees
- Guaynabo, PR3 employees
- Macon, GA3 employees
- Weston, FL3 employees
- Ogden, UT3 employees
- San Juan, PR3 employees
- Napoleon, OH3 employees
- Marietta, GA2 employees
- Fort Lauderdale, FL2 employees
- Laredo, TX2 employees
- , 2 employees
- Boca Raton, FL2 employees
- Orange, CA2 employees
- , 2 employees
- Coral Gables, FL2 employees
- Stuart, FL2 employees
- North Haven, CT2 employees
- Palm Beach Gardens, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 27, 2026KOVACK, PRISCILLA (TRUSTEE) left Schedule A between the filings of 2024-04-29 and 2026-04-27peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 19,809 to 20,493Jan 21, 2026 to Mar 31, 2026
- Advisory employees · 305 to 300Jan 21, 2026 to Mar 31, 2026
- BD registered reps · 293 to 288Jan 21, 2026 to Mar 31, 2026
- Corporate clients · 179 to 200Jan 21, 2026 to Mar 31, 2026
- HNW clients · 1,631 to 1,590Jan 21, 2026 to Mar 31, 2026
- Individual clients · 12,405 to 11,316Jan 21, 2026 to Mar 31, 2026
- Pension plan clients · 85 to 181Jan 21, 2026 to Mar 31, 2026
- Assets in custody · $676M to $768MJan 21, 2026 to Mar 31, 2026
- Employees · 330 to 320Jan 21, 2026 to Mar 31, 2026
- State-registered IARs · 305 to 300Jan 21, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $5.1BJan 21, 2026 to Mar 31, 2026
- HNW RAUM · $2.2B to $2.8BJan 21, 2026 to Mar 31, 2026
- Individual RAUM · $2.7B to $2.8BJan 21, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $779M to $1.2BJan 21, 2026 to Mar 31, 2026
- RAUM · $5.5B to $6.3BJan 21, 2026 to Mar 31, 2026
- Accounts · 18,409 to 19,809Sep 19, 2024 to Apr 28, 2025
- Advisory employees · 300 to 305Sep 19, 2024 to Apr 28, 2025
- BD registered reps · 290 to 293Sep 19, 2024 to Apr 28, 2025
- Corporate clients · 170 to 179Sep 19, 2024 to Apr 28, 2025
- HNW clients · 1,207 to 1,631Sep 19, 2024 to Apr 28, 2025
- Individual clients · 10,733 to 12,405Sep 19, 2024 to Apr 28, 2025
- Pension plan clients · 121 to 85Sep 19, 2024 to Apr 28, 2025
- Assets in custody · $501M to $676MSep 19, 2024 to Apr 28, 2025
- Employees · 315 to 330Sep 19, 2024 to Apr 28, 2025
- Financial planning clients · 51-100 to 51-100Sep 19, 2024 to Apr 28, 2025
- State-registered IARs · 300 to 305Sep 19, 2024 to Apr 28, 2025
- Other offices · 205 to 198Sep 19, 2024 to Apr 28, 2025
- Discretionary RAUM · $3.5B to $4.8BSep 19, 2024 to Apr 28, 2025
- HNW RAUM · $1.7B to $2.2BSep 19, 2024 to Apr 28, 2025
- Individual RAUM · $2.0B to $2.7BSep 19, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $765M to $779MSep 19, 2024 to Apr 28, 2025
- RAUM · $4.3B to $5.5BSep 19, 2024 to Apr 28, 2025
- Accounts · 14,593 to 18,409Jul 5, 2023 to Mar 29, 2024
- Advisory employees · 305 to 300Jul 5, 2023 to Mar 29, 2024
- BD registered reps · 295 to 290Jul 5, 2023 to Mar 29, 2024
- Corporate clients · 181 to 170Jul 5, 2023 to Mar 29, 2024
- HNW clients · 951 to 1,207Jul 5, 2023 to Mar 29, 2024
- Individual clients · 9,808 to 10,733Jul 5, 2023 to Mar 29, 2024
- Pension plan clients · 61 to 121Jul 5, 2023 to Mar 29, 2024
- Assets in custody · $427M to $501MJul 5, 2023 to Mar 29, 2024
Signals
60 dated events
- 2 advisors left Cetera Investment Advisers LLC (Boerne, TX) for Kovack Advisors, Inc. within 10 daysAug 25, 2026 · Team lift-out · derived
- Shuang Guo left Kovack Advisors, Inc. for M Holdings Securities, Inc. (registered 2026-08-25)Aug 24, 2026 · Advisor changed firm · fact
- David Chou left Kovack Advisors, Inc. for Cetera Investment Advisers Llc (registered 2026-08-18)Aug 18, 2026 · Advisor changed firm · fact
- Joseph William Gallagher left Kovack Advisors, Inc. for Fortis Capital Advisors, Llc (registered 2026-08-14)Aug 5, 2026 · Advisor changed firm · fact
- Alfredo Oliva left Kovack Advisors, Inc. for Advisuite (registered 2025-08-22)Jul 22, 2026 · Advisor changed firm · fact
- Ryan Nickolas Patnoe left Kovack Advisors, Inc. for Integrity Alliance, Llc (registered 2026-07-14)Jul 17, 2026 · Advisor changed firm · fact
- Kory Joel Schwan left Kovack Advisors, Inc. for Integrity Alliance, Llc (registered 2026-07-14)Jul 17, 2026 · Advisor changed firm · fact
- Jacob Peter Cramond left Kovack Advisors, Inc. for Integrity Alliance, Llc (registered 2026-07-20)Jul 17, 2026 · Advisor changed firm · fact
- Kyle John Schwan left Kovack Advisors, Inc. for Integrity Alliance, Llc (registered 2026-07-14)Jul 16, 2026 · Advisor changed firm · fact
- 2 advisors left Kovack Advisors, Inc. (Aberdeen, SD) for Integrity Alliance, LLC a day apartJul 16, 2026 · Team lift-out · derived
- Brenda Kay Rafferty left Kovack Advisors, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-07-09)Jul 15, 2026 · Advisor changed firm · fact
- Michael Joseph Kwedar left Kovack Advisors, Inc. for Lpl Financial Llc (registered 2026-07-09)Jul 1, 2026 · Advisor changed firm · fact
- 2 advisors left Oneamerica Securities, Inc. (Atlanta, GA) for Kovack Advisors, Inc. on the same dayJun 26, 2026 · Team lift-out · derived
- Norman Debuys Brown left Kovack Advisors, Inc. for Lpl Financial Llc (registered 2026-05-07)May 7, 2026 · Advisor changed firm · fact
- Joseph Patrick Hanley left Kovack Advisors, Inc. for Nashoba Valley Wealth Management (registered 2026-06-30)May 6, 2026 · Advisor changed firm · fact
- John Michael Brunetti left Kovack Advisors, Inc. for Lpl Financial Llc (registered 2026-04-28)May 4, 2026 · Advisor changed firm · fact
- Jeffrey Kent Olsen left Kovack Advisors, Inc. for Family Wealth Strategists, Llc (registered 2026-05-05)May 1, 2026 · Advisor changed firm · fact
- Bradley Ross Thompson left Kovack Advisors, Inc. for Osaic Wealth, Inc. (registered 2026-04-21)Apr 23, 2026 · Advisor changed firm · fact
- William Graham Morris left Kovack Advisors, Inc. for Advisory Services Network (registered 2026-04-23)Apr 9, 2026 · Advisor changed firm · fact
- Stuart James Baker left Kovack Advisors, Inc. for Cetera Investment Advisers Llc (registered 2026-03-19)Mar 13, 2026 · Advisor changed firm · fact
- Jonathan Edward Eitas left Kovack Advisors, Inc. for Cetera Investment Advisers Llc (registered 2026-03-19)Mar 13, 2026 · Advisor changed firm · fact
- Drew Willliam Pelton left Kovack Advisors, Inc. for Proverbi Capital Advisors, Llc (registered 2026-03-11)Mar 11, 2026 · Advisor changed firm · fact
- Pamela Boodhoo left Kovack Advisors, Inc. for Ubs Financial Services Inc. (registered 2026-03-26)Mar 6, 2026 · Advisor changed firm · fact
- David Robert Frazier left Kovack Advisors, Inc. for Kapstone Financial Advisors Llc (registered 2026-02-12)Feb 26, 2026 · Advisor changed firm · fact
- Pamela Sue Ghezzi left Kovack Advisors, Inc. for Osaic Wealth, Inc. (registered 2026-03-17)Feb 26, 2026 · Advisor changed firm · fact
- Dante Campos left Kovack Advisors, Inc. for Independent Financial Partners (registered 2026-02-27)Feb 24, 2026 · Advisor changed firm · fact
- Jeffrey Joseph Mcdonald left Kovack Advisors, Inc. for Independent Financial Partners (registered 2026-02-27)Feb 24, 2026 · Advisor changed firm · fact
- 2 advisors left Kovack Advisors, Inc. (Clearwater, FL) for Independent Financial Partners on the same dayFeb 24, 2026 · Team lift-out · derived
- Tara Amanda Nicholas left Kovack Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-02-04)Feb 10, 2026 · Advisor changed firm · fact
- David Lynn Nicholas left Kovack Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-02-05)Feb 10, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kovack-financial-networkreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kovackadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 954-782-4771reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026