DFX Intelligence
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Registered advisor
D•••• K•••• S••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
22 y
since Jan 16, 2004
In the industry
33 y
since Sep 8, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jan 16, 2004 · Highlands Ranch, Co
- S••••••• I••••••••• I••• formerAug 29, 2002 to Oct 10, 2003 · Englewood, Co
- P•••••••• S••••••••• I••• BD affiliatedJan 1, 1999 to Aug 27, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to P•••••••• S••••••••• I•••left Oct 10, 2003, registered Jan 16, 2004 (98 days) · Other
- P•••••••• S••••••••• I••• to S••••••• I••••••••• I•••left Aug 27, 2002, registered Aug 29, 2002 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address