DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nancy Jo Hayes

Kestra Advisory Services, LLCBD affiliatedShoreham, Mi dual registrantIAPD 1077794

Feed of 09/14/2026

Also filed as Nancy Jo Branz

At current firm

0 y

since Apr 28, 2026

In the industry

43 y

since Nov 19, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Apr 28, 2026 · Naperville, Il
Commonwealth Financial Network national BD
Jan 5, 2018 to Apr 29, 2026 · Waltham, Ma
Natcity Investments, Inc. unclassified
Jan 28, 2008 to Feb 21, 2008 · Naperville, Il
Invest Financial Corporation former
Aug 31, 1998 to Jan 8, 2018 · Naperville, Il

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Kestra Advisory Services, LLC
left Apr 29, 2026, registered Apr 28, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Invest Financial Corporation to Natcity Investments, Inc.
left Jan 8, 2018, registered Jan 28, 2008 (-3633 days) · Other · moved with a team
Natcity Investments, Inc. to Commonwealth Financial Network
left Feb 21, 2008, registered Jan 5, 2018 (3606 days) · Other

Signals

Nancy Jo Hayes left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2026-04-28)
Apr 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address