DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• P••••

C••••• I••••••••• A••••••• L••BD affiliatedJacksonville, Fldual registrantIAPD 1083038

Certified Financial Planner

Feed of 09/14/2026

Also filed as Candy P••••

At current firm

1 y

since Nov 4, 2024

In the industry

27 y

since Sep 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 4, 2024 · Jacksonville, Fl
L•• F•••••••• L•• BD affiliated
Mar 7, 2024 to Nov 8, 2024 · Fernandina Beach, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 12, 2019 to Mar 4, 2024 · Tallahassee, Fl
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Dec 3, 2019 · Fernandina Beach, Fl
Q•••••• A•••• M••••••••• I••• former
Dec 5, 2018 to Mar 1, 2019 · Fernandina Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 1, 2003 to Nov 12, 2014 · Fernandina Beach, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 26, 2002 to Nov 18, 2003 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Nov 8, 2024, registered Nov 4, 2024 (-4 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Mar 4, 2024, registered Mar 7, 2024 (3 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Dec 3, 2019, registered Dec 12, 2019 (9 days) · Affiliated broker-dealer or bank to another
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to Q•••••• A•••• M••••••••• I•••
left Nov 12, 2014, registered Dec 5, 2018 (1484 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 18, 2003, registered Oct 1, 2003 (-48 days) · Other

Signals

C•••••• P•••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-11-04)
Nov 8, 2024 · Advisor changed firm · fact
C•••••• P•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-03-07)
Mar 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address