DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Joseph Foody
Feed of 09/14/2026
At current firm
0 y
since Jul 6, 2026
In the industry
43 y
since Jan 6, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Robert W. Baird & Co. Incorporated mixed wealth currentsince Jul 6, 2026 · Bellevue, Wa
- RBC Capital Markets, LLC national BDSep 26, 2018 to Jul 16, 2026 · Seattle, Wa
- Wells Fargo Advisors wirehouseJan 3, 2011 to Oct 1, 2018 · Seattle, Wa
- Wells Fargo Investments, LLC unclassifiedJun 11, 1998 to Jan 3, 2011 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Robert W. Baird & Co. Incorporatedleft Jul 16, 2026, registered Jul 6, 2026 (-10 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Wells Fargo Advisors to RBC Capital Markets, LLCleft Oct 1, 2018, registered Sep 26, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- Michael Joseph Foody left Rbc Capital Markets, Llc for Robert W. Baird & Co. Incorporated (registered 2026-07-06)Jul 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address