RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• F••••••••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Aug 4, 2023 · Lincoln, Ne
- P••••••• S••••••••• I••• formerJul 19, 2012 to Sep 18, 2017 · Wethersfield, Ct
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 16, 2008 to May 11, 2011 · Omaha, Ne
- P••••••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Sep 18, 2017, registered Aug 4, 2023 (2146 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to P••••••• S••••••••• I•••left May 11, 2011, registered Jul 19, 2012 (435 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address