DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Allstate Financial Advisors, LLC
Latest filing Apr 30, 2026
First filing on the tape Mar 28, 2012 · 39 filings
SEC status approved since Nov 21, 2007
RAUM
$142M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$142M individuals and HNW
Advisors
333
registered through the firm on IAPD
RAUM per advisor
$427,484
derived; firm RAUM over IAPD count
Employees
341
0 advisory (5.B.1)
Offices
67
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$142M as of Apr 30, 2026
Mar 30, 2018$37.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)341 as of Apr 30, 2026
Mar 28, 20120 then
Employees (5.A)341 as of Apr 30, 2026
Mar 25, 2013227 then
Private funds: no history
RAUM +74% over the last fiscal year+71% a year over threeIARs 337 to 341offices 39 to 67
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $427,484derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $288,747derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.9derived68 offices incl. principal (1.F.5)
- RAUM growth, one year
- +74%derivedbetween the last two annual amendments
- Advisor growth, one year
- +1.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$142M100%
- Individual clients
- 397reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 493reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=341.0derived
Advisors registered through the firm
333 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Edmond Witzke | Auburn, Ca | Jun 27, 2008 | 36 y | 0 |
| Gerald Ray Heiple | Atlanta, Ga | Aug 29, 2008 | 33 y | 1 |
| Andrew Hayden Stein | Lincoln, Ne | Oct 7, 2008 | 27 y | 0 |
| James Thomas BadorekChartered Financial Consultant | Lincoln, Ne | Oct 7, 2008 | 26 y | 0 |
| Michael Ryan Harm | Lincoln, Ne | Oct 31, 2008 | 24 y | 2 |
| Todd Anthony Nieman | Lincoln, Ne | Jul 10, 2009 | 31 y | 0 |
| Jason Anthony Woodard | Northglenn, Co | Jul 16, 2009 | 25 y | 1 |
| Thomas Louis ChiatalasCertified Financial Planner, Chartered Financial Consultant | Lincoln, Ne | Nov 30, 2009 | 42 y | 0 |
| Sharon Elizabeth Driscoll | Gainesville, Va | Feb 25, 2010 | 29 y | 4 |
| David Martin Mclaughlin | Strongsville, Oh | Apr 26, 2010 | 22 y | 1 |
| Ann-Marie CooperChartered Financial Consultant | Wilmington, Nc | Nov 22, 2010 | 31 y | 0 |
| Jeff Allan Becker | Sacramento, Ca | Nov 24, 2010 | 21 y | 3 |
| Peter James Stockwell | Newton, Ct | Jan 5, 2011 | 17 y | 1 |
| Rajesh Khullar | Doylestown, Pa | Feb 17, 2011 | 37 y | 3 |
| Pratibha K Katariya | Edison, Nj | May 9, 2011 | 25 y | 1 |
| Kabirudeen Salami | Herndon, Va | Jun 24, 2011 | 18 y | 2 |
| Jonathan Joel SchedlerChartered Financial Consultant | Rancho Cordova, Ca | Jun 28, 2011 | 25 y | 1 |
| Stephen Douglas Haywood | Waterbury, Ct | Oct 27, 2011 | 28 y | 3 |
| Lynette B Melcher | Washington, Dc | Feb 28, 2012 | 28 y | 2 |
| Michael Scott Nevins | San Pedro, Ca | Mar 6, 2012 | 16 y | 1 |
| Stephen Matthew Sullivan | Westwood, Nj | Apr 18, 2012 | 16 y | 1 |
| Matthew Thomas Henaghan | Hockessin, De | Jun 28, 2012 | 20 y | 2 |
| Albert Frank Chernay | Hurst, Tx | Jul 6, 2012 | 39 y | 2 |
| John P Murphy | Windsor, Ct | Jul 11, 2012 | 47 y | 1 |
| Charles Edward ForrestChartered Financial Consultant | Charlotte, Nc | Aug 28, 2012 | 39 y | 1 |
| Russell Sherman Hamlin | Birmingham, Al | Aug 29, 2012 | 19 y | 1 |
| Matthew Douglas Flesch | Wesley Chapel, Nc | Oct 24, 2012 | 27 y | 2 |
| Dorothy Jean Tidwell | Emporia, Ks | Nov 2, 2012 | 39 y | 0 |
| Diana Marie Grable | Godfrey, Il | Jan 15, 2013 | 17 y | 1 |
| Annie Cronin | Daly City, Ca | Mar 6, 2013 | 25 y | 4 |
| Christopher John Kinsky | Denver, Co | Mar 13, 2013 | 41 y | 4 |
| Thomas John GarciaCertified Financial Planner | Poway, Ca | Mar 27, 2013 | 30 y | 0 |
| Ronald Allen Gilliland | Pickerington, Oh | Mar 28, 2013 | 15 y | 1 |
| Kevin J TaalmanChartered Financial Consultant | Northbrook, Il | May 3, 2013 | 27 y | 2 |
| Marty Michael MartinezCertified Financial Planner | Henderson, Nv | May 24, 2013 | 26 y | 9 |
| Ronald Brian Gatti | Tustin, Ca | May 30, 2013 | 28 y | 3 |
| Mark Thomas Manley | Lincoln, Ne | Jul 17, 2013 | 19 y | 0 |
| John Winston Mcgilchrist | Marietta, Ga | Jul 30, 2013 | 23 y | 2 |
| Bruce Allen GekkoCertified Financial Planner | Castro Valley, Ca | Oct 24, 2013 | 29 y | 3 |
| John Anthony Ballew | Jeffersonville, In | Jan 16, 2014 | 27 y | 1 |
Advisor movement
21 left, 38 joined in 12 months
net +17 in 12 months5 left in 90 days11 joined in 90 daysdeparture rate 6.3% of current headcount67 left over 36 months
Left, latest
- James Christopher Shaffer to Ameritas Advisory Services, LLCAug 27, 2026 · Affiliated broker-dealer or bank to another
- Philip Sabio to Empower Advisory Group, LLCJul 15, 2026 · Affiliated broker-dealer or bank to another
- Mark Narrell to Empower Advisory Group, LLCJul 8, 2026 · Affiliated broker-dealer or bank to another
- Kenneth Andrew Diamond to First Heartland Consultants, Inc.Jul 7, 2026 · Affiliated broker-dealer or bank to another
- Michael Scott to Td Private Client Wealth LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Jonathan Michael Lerche to LPL Financial LLCJun 16, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey Lynn Akright to Ameriprise Financial Services, LLCJun 1, 2026 · Affiliated broker-dealer or bank to another
- Albert Mcgee to Equitable Advisors, LLCMay 22, 2026 · Affiliated broker-dealer or bank to another
- Michael Brannon to Apo Financial Services, LLCMay 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Damian Matthew Martorella to Fisher InvestmentsMar 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- David M Zane to LPL Financial LLCFeb 17, 2026 · Affiliated broker-dealer or bank to another
- Dane Broadie to Oppenheimer & Co. Inc.Feb 12, 2026 · Affiliated broker-dealer or bank to another
- Korsa Nzidee to LPL Financial LLCDec 5, 2025 · Affiliated broker-dealer or bank to another
- David Alan King to Compass Financial Management LLCDec 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Samuel John Holm to Vantage Point Wealth ManagementNov 5, 2025 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- David L Koenig from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 8, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kevin Hien Tran from LPL Financial LLCAug 31, 2026 · Affiliated broker-dealer or bank to another
- Raymond Arroyo from Mcadam LLCAug 28, 2026 · RIA to affiliated broker-dealer or bank
- Tyler Crump from Northwestern Mutual Investment Services,LLCAug 26, 2026 · Other
- Steven Brant Rose from Transamerica Financial Advisors, LLCAug 25, 2026 · Affiliated broker-dealer or bank to another
- Raymond Des Rosiers from Fisher InvestmentsAug 24, 2026 · Other
- Paul Edward Gresham from LPL Enterprise, LLCJul 27, 2026 · Affiliated broker-dealer or bank to another
- James Edward Patton from Strategic Advisers LLCJul 10, 2026 · Affiliated broker-dealer or bank to another
- Christopher John Lindsley from Esi Financial AdvisorsJul 10, 2026 · RIA to affiliated broker-dealer or bank
- Kurt Rahe from Park Avenue Securities LLCJul 2, 2026 · Affiliated broker-dealer or bank to another
- David Austin Gasper from Hb WealthJun 24, 2026 · RIA to affiliated broker-dealer or bank
- Chandrakumar Rajaratnam from LPL Financial LLCJun 11, 2026 · Affiliated broker-dealer or bank to another
- Eric Orlando Rivera Bonilla from Cetera Investment Advisers LLCJun 9, 2026 · Affiliated broker-dealer or bank to another
- Richard Lee King from Ameriprise Financial Services, LLCMay 27, 2026 · Affiliated broker-dealer or bank to another
- Michael Morgan Tolliver from Hornor, Townsend & Kent, LLCMay 20, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for T. Rowe Price Advisory Services, Inc.Jul 5, 2019 · Olney, Md
- 2 left for Ameritas Advisory Services, LLCMay 23, 2017 · Lincoln, Ne
- 2 joined from Cetera Investment Advisers LLCApr 29, 2025 · San Diego, Ca
- 2 joined from Equitable Advisors, LLCApr 5, 2019 · Wall, Nj
- 2 joined from Park Avenue Securities LLCDec 7, 2018 · Houston, Tx
- 2 joined from Pruco Securities, LLCJan 30, 2017 · Boca Raton, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sullivan Scott Delaney · President And Chief Executive Officercontrolsince 08/2024 · owns less than 5%
- John David Mueller · General Counsel And Secretarycontrolsince 10/2023 · owns less than 5%
- Kris Mary Nelson · Chairman Of The Board, Managercontrolsince 11/2023 · owns less than 5%
- Daniel Michael Sweeney · Chief Compliance Officercontrolsince 06/2008 · owns less than 5%
- James Michael Whitcomb · Controllercontrolsince 10/2023 · owns less than 5%
Entity owners
- Allstate Insurance Company · Memberdirect · owns 75% or more · public reporting company
- Allstate Insurance Company · Shareholderindirect · owns 75% or more of Allstate Life Insurance Company
- The Allstate Corporation · Shareholderindirect · owns 75% or more of Allstate Insurance Company · public reporting company
Related persons
Schedule D 7.A
- Adirondack Insurance Exchangereal estaten
- Agent Alliance Insurance Companyreal estaten
- Agentcubed, LLCreal estaten
- Allstate County Mutual Insurance Companyreal estaten
- Allstate Financial Services, LLCbroker-dealern
- Allstate Fire And Casualty Insurance Companyreal estaten
- Allstate Indemnity Companyreal estaten
- Allstate Insurance Companyreal estaten
- Allstate Insurance Company Of Canadareal estaten
- Allstate Insurance Services, Increal estaten
- Allstate Investment Management Companyinvestment advisernRAUM $26B
- Allstate Investments, LLC (Unregistered)investment advisern
- Allstate Life Insurance Company Of Canadareal estaten
- Allstate New Jersey Insurance Companyreal estaten
- Allstate New Jersey Property And Casualty Insurance Companyreal estaten
- Allstate Non-Insurance Holdings, Inc.pooled vehicle sponsory
- Allstate North American Insurance Companyreal estaten
- Allstate Northbrook Indemnity Companyreal estaten
- Allstate Property And Casualty Insurance Companyreal estaten
- Allstate Texas Lloyd'Sreal estaten
- Allstate Vehicle And Property Insurance Companyreal estaten
- America'S Health Care/Rx Plan Agency, Inc.real estaten
- American Heritage Life Insurance Companyreal estaten
- Asmi Auto Insurance Companyreal estaten
- Assigned Risk Solutions, Ltd.real estaten
- Castle Key Indemnity Companyreal estaten
- Castle Key Insurance Companyreal estaten
- Century-National Insurance Companyreal estaten
- Clearside General Insurance Services, LLCreal estaten
- Comesco Insurance Agencyreal estaten
Advisers that list Allstate Financial Advisors, LLC as a related person
- 107775 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lincoln, Ne · principal | 40 | 3 | 0 | ||
| Houston, Tx | 5 | 2 | 0 | ||
| Jacksonville, Fl | 4 | 0 | 0 | ||
| Spring, Tx | 4 | 0 | 0 | ||
| Birmingham, Al | 4 | 0 | 0 | ||
| Yardley, Pa | 3 | 0 | 0 | ||
| Tucson, Az | 3 | 0 | 0 | ||
| Atlanta, Ga | 3 | 0 | 0 | ||
| Chapel Hill, Nc | 2 | 1 | 0 | ||
| Edison, Nj | 2 | 0 | 0 | ||
| Robertsdale, Al | 2 | 2 | 0 | ||
| Saint Charles, Mo | 2 | 0 | 0 | ||
| Kewanee, Il | 2 | 0 | 0 | ||
| Charlotte, Nc | 2 | 1 | 0 | ||
| Lake Charles, La | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 1 | 0 | ||
| North Babylon, Ny | 2 | 1 | 0 | ||
| Northville, Mi | 2 | 0 | 0 | ||
| Aiea, Hi | 2 | 0 | 0 | ||
| Omaha, Ne | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rockville, MD2 employees
- Columbia, SC1 employees
- San Ramon, CA1 employees
- Puyallup, WA1 employees
- Dover, DE1 employees
- University Place, WA1 employees
- White Lake, MI1 employees
- Millington, TN1 employees
- Alexandria, LA1 employees
- Wellington, FL1 employees
- Middle Village, NY1 employees
- Murphy, TX1 employees
- Yardley, PA1 employees
- Tucson, AZ1 employees
- Plainview, NY1 employees
- Falls Church, VA1 employees
- Turnersville, NJ1 employees
- Northbrook, IL1 employees
- St George, UT1 employees
- New Braunfels, TX1 employees
- , 1 employees
- Elkhart, IN1 employees
- Tucson, AZ1 employees
- Edmond, OK1 employees
- Sugar Land, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $82,015,793 to $142,352,226 (+74.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +17.0% (23 comparable advisers, 95.0th percentile of changes)peers: affiliated wealth managers (23) · 95% percentile
- office count surgeChange between filings · filing Apr 30, 2026offices other than the principal office (Item 1.F.5) moved from 39.0 to 67.0 (+72.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +3.0% (20 comparable advisers, 95.0th percentile of changes)peers: affiliated wealth managers (20) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 280 to 493Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 337 to 341Mar 31, 2025 to Mar 31, 2026
- Individual clients · 280 to 397Mar 31, 2025 to Mar 31, 2026
- Employees · 337 to 341Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 337 to 341Mar 31, 2025 to Mar 31, 2026
- Other offices · 39 to 67Mar 31, 2025 to Mar 31, 2026
- Individual RAUM · $82.0M to $142MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $82.0M to $142MMar 31, 2025 to Mar 31, 2026
- RAUM · $82.0M to $142MMar 31, 2025 to Mar 31, 2026
- Accounts · 189 to 280Aug 16, 2024 to Mar 31, 2025
- BD registered reps · 350 to 337Aug 16, 2024 to Mar 31, 2025
- Individual clients · 189 to 280Aug 16, 2024 to Mar 31, 2025
- Employees · 350 to 337Aug 16, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Aug 16, 2024 to Mar 31, 2025
- State-registered IARs · 350 to 337Aug 16, 2024 to Mar 31, 2025
- Individual RAUM · $62.1M to $82.0MAug 16, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $62.1M to $82.0MAug 16, 2024 to Mar 31, 2025
- RAUM · $62.1M to $82.0MAug 16, 2024 to Mar 31, 2025
- Accounts · 139 to 189Nov 1, 2023 to Mar 29, 2024
- BD registered reps · 335 to 350Nov 1, 2023 to Mar 29, 2024
- Individual clients · 139 to 189Nov 1, 2023 to Mar 29, 2024
- Employees · 335 to 350Nov 1, 2023 to Mar 29, 2024
- State-registered IARs · 335 to 350Nov 1, 2023 to Mar 29, 2024
- Individual RAUM · $28.5M to $62.1MNov 1, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $28.5M to $62.1MNov 1, 2023 to Mar 29, 2024
- RAUM · $28.5M to $62.1MNov 1, 2023 to Mar 29, 2024
- Accounts · 166 to 139Apr 13, 2022 to Mar 31, 2023
- BD registered reps · 346 to 335Apr 13, 2022 to Mar 31, 2023
- Individual clients · 166 to 139Apr 13, 2022 to Mar 31, 2023
- Employees · 346 to 335Apr 13, 2022 to Mar 31, 2023
- State-registered IARs · 346 to 335Apr 13, 2022 to Mar 31, 2023
- Individual RAUM · $31.1M to $28.5MApr 13, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $31.1M to $28.5MApr 13, 2022 to Mar 31, 2023
- RAUM · $31.1M to $28.5MApr 13, 2022 to Mar 31, 2023
- Accounts · 183 to 166Mar 29, 2021 to Mar 31, 2022
- BD registered reps · 401 to 346Mar 29, 2021 to Mar 31, 2022
- Individual clients · 164 to 166Mar 29, 2021 to Mar 31, 2022
- Employees · 401 to 346Mar 29, 2021 to Mar 31, 2022
- State-registered IARs · 401 to 346Mar 29, 2021 to Mar 31, 2022
- Other offices · 36 to 39Mar 29, 2021 to Mar 31, 2022
Signals
60 dated events
- James Christopher Shaffer left Allstate Financial Advisors, Llc for Ameritas Advisory Services, Llc (registered 2026-09-02)Aug 27, 2026 · Advisor changed firm · fact
- Philip Sabio left Allstate Financial Advisors, Llc for Empower Advisory Group, Llc (registered 2026-08-19)Jul 15, 2026 · Advisor changed firm · fact
- Mark Narrell left Allstate Financial Advisors, Llc for Empower Advisory Group, Llc (registered 2026-07-23)Jul 8, 2026 · Advisor changed firm · fact
- Kenneth Andrew Diamond left Allstate Financial Advisors, Llc for First Heartland Consultants, Inc. (registered 2026-08-31)Jul 7, 2026 · Advisor changed firm · fact
- Michael Scott left Allstate Financial Advisors, Llc for Td Private Client Wealth Llc (registered 2026-08-19)Jun 30, 2026 · Advisor changed firm · fact
- Jonathan Michael Lerche left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2026-06-15)Jun 16, 2026 · Advisor changed firm · fact
- Jeffrey Lynn Akright left Allstate Financial Advisors, Llc for Ameriprise Financial Services, Llc (registered 2026-06-10)Jun 1, 2026 · Advisor changed firm · fact
- Albert Mcgee left Allstate Financial Advisors, Llc for Equitable Advisors, Llc (registered 2026-05-27)May 22, 2026 · Advisor changed firm · fact
- Michael Brannon left Allstate Financial Advisors, Llc for Apo Financial Services, Llc (registered 2026-07-07)May 12, 2026 · Advisor changed firm · fact
- Allstate Financial Advisors, Llc reported 67 offices beyond its principal office, up from 39 (2025-03-31 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Damian Matthew Martorella left Allstate Financial Advisors, Llc for Fisher Investments (registered 2026-06-16)Mar 30, 2026 · Advisor changed firm · fact
- David M Zane left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2026-06-09)Feb 17, 2026 · Advisor changed firm · fact
- Dane Broadie left Allstate Financial Advisors, Llc for Oppenheimer & Co. Inc. (registered 2026-02-11)Feb 12, 2026 · Advisor changed firm · fact
- Korsa Nzidee left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2025-12-08)Dec 5, 2025 · Advisor changed firm · fact
- David Alan King left Allstate Financial Advisors, Llc for Compass Financial Management Llc (registered 2025-11-24)Dec 4, 2025 · Advisor changed firm · fact
- Samuel John Holm left Allstate Financial Advisors, Llc for Vantage Point Wealth Management (registered 2025-11-11)Nov 5, 2025 · Advisor changed firm · fact
- Joseph E Stephens left Allstate Financial Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-11-05)Nov 3, 2025 · Advisor changed firm · fact
- Muhammad Merchant left Allstate Financial Advisors, Llc for J.P. Morgan Securities Llc (registered 2025-12-09)Oct 22, 2025 · Advisor changed firm · fact
- Carlos Frederico Coutinho Maia left Allstate Financial Advisors, Llc for Navy Federal Investment Services, Llc (registered 2025-10-22)Oct 17, 2025 · Advisor changed firm · fact
- Josue Armando Lopez left Allstate Financial Advisors, Llc for Lpl Enterprise, Llc (registered 2025-10-13)Oct 6, 2025 · Advisor changed firm · fact
- Matthew Baker left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2025-10-27)Sep 29, 2025 · Advisor changed firm · fact
- Nathan Elijah De La Cruz left Allstate Financial Advisors, Llc for Summit Global Investments, Llc (registered 2026-03-06)Sep 19, 2025 · Advisor changed firm · fact
- Travis Peterson left Allstate Financial Advisors, Llc for Mml Investors Services, Llc (registered 2026-05-18)Sep 5, 2025 · Advisor changed firm · fact
- Connor David Vanderbrug left Allstate Financial Advisors, Llc for Mml Investors Services, Llc (registered 2025-09-04)Sep 3, 2025 · Advisor changed firm · fact
- Katelyn Marie Matsuda left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2026-01-30)Aug 7, 2025 · Advisor changed firm · fact
- Ryan Michael De La Torre left Allstate Financial Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-07-08)Jul 14, 2025 · Advisor changed firm · fact
- Kelly L Davis left Allstate Financial Advisors, Llc for Edward Jones (registered 2025-09-02)Jul 7, 2025 · Advisor changed firm · fact
- Saul Fernandez Juarez left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2025-07-30)Jul 1, 2025 · Advisor changed firm · fact
- Samuel Dylan Stewart left Allstate Financial Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-06-23)Jun 20, 2025 · Advisor changed firm · fact
- 2 advisors left Cetera Investment Advisers LLC (Poway, CA) for Allstate Financial Advisors, LLC on the same dayApr 29, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 877-232-2142reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $427,484derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026