RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• K•••••••• L••••••
- H•••••• C•••••• I••••••••• I••• mixed wealth currentsince Jun 12, 2025 · Little Rock, Ar
- A••••••••• F•••••••• S•••••••• L•• national BDNov 17, 2023 to Dec 19, 2024 · Little Rock, Ar
- W•• A•••••••• L• formerApr 19, 2011 to Mar 26, 2012 · Little Rock, Ar
- M••••• S•••••• wirehouseJan 3, 2011 to Apr 21, 2011 · Little Rock, Ar
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 17, 2006 to Dec 23, 2008 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2003 to Mar 3, 2004 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to H•••••• C•••••• I••••••••• I•••left Dec 19, 2024, registered Jun 12, 2025 (175 days) · Affiliated broker-dealer or bank to independent RIA
- W•• A•••••••• L• to A••••••••• F•••••••• S•••••••• L••left Mar 26, 2012, registered Nov 17, 2023 (4253 days) · Other
- M••••• S•••••• to W•• A•••••••• L•left Apr 21, 2011, registered Apr 19, 2011 (-2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to M••••• S••••••left Dec 23, 2008, registered Jan 3, 2011 (741 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 3, 2004, registered Mar 17, 2006 (744 days) · Other
- A•• K•••••••• L•••••• left A••••••••• F•••••••• S•••••••• L•• for H•••••• C•••••• I••••••••• I••• (registered 2025-06-12)Dec 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address