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RIA Intelligence
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Registered advisor
I•••• M••••••
Feed of 09/15/2026
Also filed as Gerry M••••••
At current firm
11 y
since Dec 15, 2014
In the industry
42 y
since Jun 14, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Dec 15, 2014 · Westport, Ct
- J••••• M••••••••• S•••• L•• BD affiliatedOct 16, 2003 to Dec 23, 2014 · Fairfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- J••••• M••••••••• S•••• L•• to R•• C•••••• M••••••• L••left Dec 23, 2014, registered Dec 15, 2014 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address