RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• H•••••
- J•••• T•••••• I••••••••• P•••••••• L•• independent RIA currentsince Jun 17, 2020 · Tampa, Fl
- A•••••• A••••••• S••••••• formerAug 2, 2019 to Jun 10, 2020 · Dallas, Tx
- J•••• T•••••• I••••••••• P•••••••• L•• independent RIAFeb 10, 2014 to Jul 2, 2019 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 29, 1984 to Dec 20, 2013 · Tampa, Fl
- A•••••• A••••••• S••••••• to J•••• T•••••• I••••••••• P•••••••• L••left Jun 10, 2020, registered Jun 17, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• T•••••• I••••••••• P•••••••• L•• to A•••••• A••••••• S•••••••left Jul 2, 2019, registered Aug 2, 2019 (31 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to J•••• T•••••• I••••••••• P•••••••• L••left Dec 20, 2013, registered Feb 10, 2014 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address