C•••• B•••••• C•••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since Nov 13, 2017 · Morristown, Nj
• W•••••• • R••• former
  Jul 27, 2010 to Nov 13, 2017 · Hartford, Ct
• L•• F•••••••• L•• BD affiliated
  May 27, 2008 to Jul 15, 2010 · Newington, Ct
• I••• S••••••••• I••• unclassified
  Mar 17, 2003 to May 27, 2008 · Wethersfield, Ct

• W•••••• • R••• to P•••••• A•••••• G••••• L••
  left Nov 13, 2017, registered Nov 13, 2017 (0 days) · Other
• L•• F•••••••• L•• to W•••••• • R•••
  left Jul 15, 2010, registered Jul 27, 2010 (12 days) · Other
• I••• S••••••••• I••• to L•• F•••••••• L••
  left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address