DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Alan Riback
Feed of 09/14/2026
At current firm
0 y
since Jan 23, 2026
In the industry
32 y
since Feb 4, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince Jan 23, 2026 · Las Vegas, Nv
- Oswego Wealth Management, Inc. unclassifiedMay 1, 2020 to Mar 24, 2026 · Tualatin, Or
- Wellspring Advisors, Inc. independent RIAFeb 12, 2014 to Jun 30, 2020 · Hillsboro, Or
- Strategic Financial Partners, Ltd independent RIAApr 9, 2013 to Dec 8, 2014 · Lake Oswego, Or
- Wellspring Advisors, Inc. independent RIAJan 12, 2012 to Jun 21, 2013 · Hillsboro, Or
- LPL Financial LLC BD affiliatedDec 4, 2003 to Jan 12, 2012 · Tualatin, Or
- Veravest Investment Advisors, Inc. unclassifiedOct 26, 1999 to Dec 19, 2003 · Lake Oswego, Or
Moves
a registration end followed by a registration begin elsewhere
- Oswego Wealth Management, Inc. to The Ameriflex Groupleft Mar 24, 2026, registered Jan 23, 2026 (-60 days) · Other
- Wellspring Advisors, Inc. to Oswego Wealth Management, Inc.left Jun 30, 2020, registered May 1, 2020 (-60 days) · Other
- Strategic Financial Partners, Ltd to Wellspring Advisors, Inc.left Dec 8, 2014, registered Feb 12, 2014 (-299 days) · Other
- Wellspring Advisors, Inc. to Strategic Financial Partners, Ltdleft Jun 21, 2013, registered Apr 9, 2013 (-73 days) · Other
- LPL Financial LLC to Wellspring Advisors, Inc.left Jan 12, 2012, registered Jan 12, 2012 (0 days) · Other
- Veravest Investment Advisors, Inc. to LPL Financial LLCleft Dec 19, 2003, registered Dec 4, 2003 (-15 days) · Other
Signals
- David Alan Riback left Oswego Wealth Management, Inc. for The Ameriflex Group (registered 2026-01-23)Mar 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address