DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• A•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jan 12, 2021 · 16 filings
SEC status approved since Feb 12, 2021
RAUM
$152M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$151M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$152M as of Mar 31, 2026
Mar 15, 2021$218M then
HNW client RAUM$81.1M as of Mar 31, 2026
Mar 15, 2021$100.0M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 15, 20211 then
Employees (5.A)5 as of Mar 31, 2026
Mar 15, 20211 then
Private funds: no history
RAUM -23% over the last fiscal year-11% a year over threeIARs 3 to 2offices 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $76.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 136derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $212,237derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -23%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$81.1M53%
- Individuals$70.2M46%
- Charitable organizations$889,5080.6%
- Pension and profit-sharing plans$29,3220.0%
- Individual clients
- 225reported
- HNW clients
- 46reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 717reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• D•••• A•••••••••Certified Financial Planner | Hillsboro, Or | Oct 30, 2020 | 28 y | 2 |
| C••••••••• E••••• P••• P••••••••Certified Financial Planner | Hillsboro, Or | Oct 30, 2020 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• E•••• B••••••• to O••••• W••••• M••••••••• I•••Jul 21, 2020 · Other
- D•••• A••• R••••• to O••••• W••••• M••••••••• I•••Jun 30, 2020 · Other
- R••••• E•••• B••••••• to L•• F•••••••• L••Apr 17, 2018 · RIA to RIA
- E••• J••••••• R•••• to F•••••••• A•••••••• I••••••••• M•••••••••Oct 4, 2017 · Other
- D•••• A••• R••••• to S•••••••• F•••••••• P•••••••• L••Jun 21, 2013 · Other
Joined, latest
- S•••• D•••• A••••••••• from T•• H• G••••• I•••Oct 30, 2020 · RIA to RIA
- C••••••••• E••••• P••• P•••••••• from K•• F•••••••• S•••••••• I••Oct 30, 2020 · Affiliated broker-dealer or bank to independent RIA
- R••••• E•••• B••••••• from L•• F•••••••• L••Apr 23, 2018 · Affiliated broker-dealer or bank to independent RIA
- E••• J••••••• R•••• from W•••••• • R•••May 12, 2017 · Other
- R••••• E•••• B••••••• from P•••••••• S••••••••• I•••Feb 23, 2015 · Other
- D•••• A••• R••••• from S•••••••• F•••••••• P•••••••• L••Feb 12, 2014 · Other
- D•••• A••• R••••• from L•• F•••••••• L••Jan 12, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• G••••••• S•••• · Chief Compliance Officer, Ownercontrolsince 07/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hillsboro, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Hillsboro, OR2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 919 to 717Aug 13, 2025 to Mar 31, 2026
- Advisory employees · 3 to 2Aug 13, 2025 to Mar 31, 2026
- HNW clients · 59 to 46Aug 13, 2025 to Mar 31, 2026
- Individual clients · 294 to 225Aug 13, 2025 to Mar 31, 2026
- Employees · 8 to 5Aug 13, 2025 to Mar 31, 2026
- State-registered IARs · 3 to 2Aug 13, 2025 to Mar 31, 2026
- Other offices · 2 to 1Aug 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $198M to $152MAug 13, 2025 to Mar 31, 2026
- HNW RAUM · $107M to $81.1MAug 13, 2025 to Mar 31, 2026
- Individual RAUM · $90.1M to $70.2MAug 13, 2025 to Mar 31, 2026
- Pension RAUM · $16,819 to $29,322Aug 13, 2025 to Mar 31, 2026
- RAUM · $198M to $152MAug 13, 2025 to Mar 31, 2026
- HQ city · LAKE O••••• to HILLSBOROMar 20, 2025 to Aug 13, 2025
- Accounts · 1,185 to 919Nov 13, 2024 to Mar 20, 2025
- Advisory employees · 4 to 3Nov 13, 2024 to Mar 20, 2025
- Charity clients · 6.0 to unsetNov 13, 2024 to Mar 20, 2025
- HNW clients · 64 to 59Nov 13, 2024 to Mar 20, 2025
- Individual clients · 384 to 294Nov 13, 2024 to Mar 20, 2025
- Employees · 9 to 8Nov 13, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Nov 13, 2024 to Mar 20, 2025
- State-registered IARs · 4 to 3Nov 13, 2024 to Mar 20, 2025
- Discretionary RAUM · $220M to $198MNov 13, 2024 to Mar 20, 2025
- HNW RAUM · $112M to $107MNov 13, 2024 to Mar 20, 2025
- Individual RAUM · $105M to $90.1MNov 13, 2024 to Mar 20, 2025
- Pension RAUM · $0 to $16,819Nov 13, 2024 to Mar 20, 2025
- RAUM · $220M to $198MNov 13, 2024 to Mar 20, 2025
- Accounts · 1,236 to 1,185Jan 31, 2024 to Mar 21, 2024
- Business name · O••••• W••••• A••••••• I••• to W••••••••• A•••••••• I•••Jan 31, 2024 to Mar 21, 2024
- Charity clients · 3 to 6Jan 31, 2024 to Mar 21, 2024
- Corporate clients · 3 to 0Jan 31, 2024 to Mar 21, 2024
- HNW clients · 60 to 64Jan 31, 2024 to Mar 21, 2024
- Individual clients · 448 to 384Jan 31, 2024 to Mar 21, 2024
- Pension plan clients · unset to 0.0Jan 31, 2024 to Mar 21, 2024
- Financial planning clients · 51-100 to 101-250Jan 31, 2024 to Mar 21, 2024
- Legal name · O••••• W••••• A••••••• I••• to W••••••••• A•••••••• I•••Jan 31, 2024 to Mar 21, 2024
- Discretionary RAUM · $214M to $220MJan 31, 2024 to Mar 21, 2024
- HNW RAUM · $100M to $112MJan 31, 2024 to Mar 21, 2024
- Individual RAUM · $112M to $105MJan 31, 2024 to Mar 21, 2024
- Pension RAUM · unset to 0.0Jan 31, 2024 to Mar 21, 2024
- RAUM · $214M to $220MJan 31, 2024 to Mar 21, 2024
Signals
4 dated events
- Craig Charles Childress (Owner) no longer on Schedule A of W••••••••• A•••••••• I••• (listed 2024-03-21, absent 2024-11-13)Nov 13, 2024 · Control person left · inference
- Scott Gregory Allen (Chief Compliance Officer) appeared on Schedule A of W••••••••• A•••••••• I•••Mar 21, 2024 · Control person joined · fact
- W••••••••• A•••••••• I••• reported RAUM $217.8M, up 104% from $106.9M (2021-01-12 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- O••••• W••••• A••••••• I••• filed its initial SEC registration (Form ADV)Jan 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/springsource-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- springsourcewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-714-9531reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026