RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O•••• V•• W•••••••
- G•• S••••••••• I••• BD affiliated currentsince May 22, 2019 · Palm Beach Gardens, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 23, 2010 to May 22, 2019 · Tampa, Fl
- V••• F•••••••• P•••••••• L•• formerJul 6, 2004 to Dec 31, 2010 · Tampa, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 19, 1997 to Jul 8, 2004 · Daytona Beach, Fl
- V••• F•••••••• A•••••••• I••• to G•• S••••••••• I•••left May 22, 2019, registered May 22, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 31, 2010, registered Dec 23, 2010 (-8 days) · Other
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Jul 8, 2004, registered Jul 6, 2004 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address