RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• P•••••• O•••••
- M•• S••••••••• L•• no RAUM currentsince Nov 17, 2025 · New York, Ny
- D•••••• L••• S••••• L•• formerMay 2, 2017 to Nov 12, 2025 · Savannah, Ga
- B••• I••••••••• S•••••••• I••• formerJul 10, 2012 to Dec 31, 2013 · Charlotte, Nc
- D•••••• L••• S••••• L•• formerMay 23, 2012 to Jun 27, 2012 · Savannah, Ga
- P•••••••• S••••••••• I••• BD affiliatedFeb 3, 2003 to Sep 27, 2011 · Savannah, Ga
- D•••••• L••• S••••• L•• to M•• S••••••••• L••left Nov 12, 2025, registered Nov 17, 2025 (5 days) · Other
- B••• I••••••••• S•••••••• I••• to D•••••• L••• S••••• L••left Dec 31, 2013, registered May 2, 2017 (1218 days) · Other
- D•••••• L••• S••••• L•• to B••• I••••••••• S•••••••• I•••left Jun 27, 2012, registered Jul 10, 2012 (13 days) · Other
- P•••••••• S••••••••• I••• to D•••••• L••• S••••• L••left Sep 27, 2011, registered May 23, 2012 (239 days) · Other
- T•••••• P•••••• O••••• left D•••••• L••• S••••• L•• for M•• S••••••••• L•• (registered 2025-11-17)Nov 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address