DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• M•••••• L•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
26 y
since Jan 1, 2000
In the industry
41 y
since May 1, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••• S••••••••• I•• state registered currentsince Jan 1, 2000 · Pepper Pike, Oh
- C••••• A••••••• L•• formerJan 1, 2004 to Sep 12, 2007 · Pepper Pike, Oh
- V••••• S••••••••• C••••••••• unclassifiedJan 1, 2000 to Jan 1, 2004 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••••• A••••••• L•• to no registered destinationleft Sep 12, 2007 · Departure, no registered destination
- V••••• S••••••••• C••••••••• to R••••••• S••••••••• I••left Jan 1, 2004, registered Jan 1, 2000 (-1461 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address