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Registered advisor
J••••• J••••• C••••••
Feed of 09/14/2026
At current firm
1 y
since Oct 1, 2024
In the industry
43 y
since Mar 15, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 1, 2024 · Sugar Land, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2021 to Oct 7, 2024 · Sugar Land, Tx
- R•••••• J•••• • A••••••••• I••• national BDDec 13, 2004 to Oct 12, 2021 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 25, 1988 to Nov 24, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 7, 2024, registered Oct 1, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 12, 2021, registered Oct 1, 2021 (-11 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Nov 24, 2004, registered Dec 13, 2004 (19 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- J••••• J••••• C•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-10-01)Oct 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address