RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W• R•••••••
- C••••••• F•••••••• C••••••••• L•• state registered currentsince May 9, 2025 · Okemos, Mi
- A•••••• S•••• W••••• M••••••••• L•• independent RIA currentsince Apr 25, 2025 · Vancouver, Wa
- A•••••• S•••• W••••• M••••••••• L•• independent RIAOct 18, 2024 to Dec 31, 2024 · Okemos, Mi
- S•• BD affiliatedSep 3, 2024 to Sep 12, 2024 · Okemos, Mi
- C••••••• F•••••••• C••••••••• L•• state registeredJan 5, 2011 to Dec 31, 2024 · Okemos, Mi
- C••••••• F•••••••• C••••••••• L•• to S••left Dec 31, 2024, registered Sep 3, 2024 (-119 days) · Other
- S•• to A•••••• S•••• W••••• M••••••••• L••left Sep 12, 2024, registered Oct 18, 2024 (36 days) · Affiliated broker-dealer or bank to independent RIA
- T••••• W• R••••••• left C••••••• F•••••••• C••••••••• L•• for Spc (registered 2024-09-03)Dec 31, 2024 · a•••••• firm change · fact
- T••••• W• R••••••• left Spc for A•••••• S•••• W••••• M••••••••• L•• (registered 2024-10-18)Sep 12, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address