DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Advisor Share Wealth Management, LLC

Independent wealth managerVancouver, WashingtonCRD 307997SEC 801-127122websiteIAPD
Latest filing Sep 9, 2026
First filing on the tape Dec 1, 2022 · 36 filings
SEC status approved since Jan 3, 2023
RAUM
$377M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
71%
$269M individuals and HNW
Advisors
49
registered through the firm on IAPD
RAUM per advisor
$7.7M
derived; firm RAUM over IAPD count
Employees
47
41 advisory (5.B.1)
Offices
35
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$377M as of Aug 25, 2026
Mar 31, 2023$11.3M then
HNW client RAUM$115M as of Aug 25, 2026
Mar 27, 2024$22.2M then
State-registered IARs (5.B.3)41 as of Aug 25, 2026
Mar 31, 20232 then
Employees (5.A)47 as of Aug 25, 2026
Mar 31, 20232 then
Private funds: no history
RAUM +104% over the last fiscal year+222% a year over threeIARs 35 to 41
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
RAUM per advisor
$7.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$148,931derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.4derived36 offices incl. principal (1.F.5)
RAUM growth, one year
+104%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+130%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$154M41%
  • High-net-worth individuals$115M31%
  • Other investment advisers$102M27%
  • Pension and profit-sharing plans$5.0M1.3%
  • Corporations and businesses$400,0000.1%
Individual clients
2,174reported
HNW clients
42reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,531reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.71 fund_share=0.27 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
48 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Blair Bruce SchadlerVancouver, WaOct 19, 202032 y2
Kara Lynn MitchellEverett, Wa Mar 24, 202316 y2
Matthew Thomas BradyVancouver, Wa Apr 27, 202315 y0
Richard Roy KirkVancouver, Wa May 3, 202319 y4
Veronica OsmonovCertified Financial PlannerWestlake Village, Ca May 3, 202320 y6
Walter Marvin WittrockVancouver, Wa May 19, 202338 y2
Shaun Robert VaughtVancouver, Wa May 24, 202330 y0
Richard John LuckowForest Lake, Mn Jun 2, 202337 y3
Jade Aaron RossbackVancouver, Wa Aug 9, 202325 y4
Donald Craig HoffmanVancouver, Wa Mar 26, 202440 y1
David Robert MonterminiVancouver, Wa May 15, 202425 y3
John James LowryVancouver, Wa May 30, 202440 y5
Richard Scott ShelleyPalm City, Fl Jul 20, 202430 y2
Larry Wayne DykesChartered Financial ConsultantVancouver, Wa Jul 25, 202443 y3
Jeffrey Paul RiesbergIola, Ks Aug 5, 202420 y4
John Andrew WhiteVancouver, Wa Oct 1, 202442 y8
Michael Patrick NolanSaint Louis, Mo Oct 16, 202420 y6
Donald Nathan CameronVancouver, Wa Oct 16, 202436 y2
Gary James SiposVancouver, Wa Jan 1, 202518 y6
Jeffrey Alan BettermannDade City, Fl Jan 1, 202524 y7
Kurt Allen BerryVancouver, Wa Jan 2, 202524 y7
Timothy Edward MeyerFolsom, Ca Jan 2, 202525 y5
Michael FeriolaSouth Salem, Ny Jan 14, 202513 y0
John Theodore KozakHarveysburg, Oh Feb 20, 202531 y1
Robert Rocco La SpadaVancouver, Wa Mar 3, 202555 y5
Christopher Jason HincheyVancouver, Wa Apr 8, 202518 y0
Robert Richard WolfVancouver, Wa Jun 3, 202524 y5
James SilvagniWestmont, Nj Jun 26, 202512 y2
Stephen Scott HarperVancouver, Wa Jul 2, 202532 y2
Larry Mckinley HalesVancouver, Wa Jul 3, 202539 y8
Ian Patrick SchrupVancouver, Wa Sep 2, 202511 y1
James Lee WisdomCertified Financial PlannerVancouver, Wa Dec 22, 202527 y3
Clifford Jonathan CamardaCertified Financial Planner, Chartered Financial ConsultantVancouver, Wa Dec 23, 202525 y4
Arthur John BernaducciDelray Beach, Fl Jan 1, 202635 y5
Rexford Kent CattanachVancouver, Wa Jan 2, 202624 y2
David MerskySpringdale, Ar Jan 16, 202619 y6
John Burke MarshallSarasota, Fl Jan 23, 202624 y1
Susan Marie IversonCertified Financial PlannerColleyville, Tx Feb 11, 202635 y9
Scott Royal SmithHurricane, Ut Apr 20, 202611 y0
Cecil Matthew HightCertified Financial PlannerMineral Wells, Tx Apr 29, 202623 y5
All 48 advisors at Advisor Share Wealth Management, LLC
Advisor movement
5 left, 14 joined in 12 months
net +9 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 10% of current headcount12 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Bruce Blair Schadler · Owner; Chief Compliance Officercontrol
      since 04/2020 · owns 10% to 25%
    • Michael Roccy Defranceso · Trusteecontrol
      since 01/2015 · owns F of Lauren And Roccy Defrancesco 2015 Gift Trust
    • Michael Roccy Defranceso · Managercontrol
      since 01/2015 · owns F of Murry'S Ventures LLC
    • Merrell Joseph Maas · Ownercontrol
      since 07/2001 · owns 75% or more of Synergy Financial Services, Inc.
    • W Daniel Mcdonald · Ownercontrol
      since 11/2022 · owns 75% or more of M33 Holdings, LLC
    • Angelina Lauren Defranceso · Owner
      since 01/2015 · owns 50% to 75% of Lauren And Roccy Defrancesco 2015 Gift Trust
    • Mitchell Roccy Defranceso · Owner
      since 01/2015 · owns 50% to 75% of Lauren And Roccy Defrancesco 2015 Gift Trust
    Entity owners
    • Murry'S Ventures LLC · Owner
      direct · owns 10% to 25%
    • Synergy Financial Services, Inc. · Owner
      direct · owns 50% to 75%
    • M33 Holdings, LLC · Owner
      direct · owns 10% to 25%
    • Lauren And Roccy Defrancesco 2015 Gift Trust · Owner
      indirect · owns 75% or more of Murry'S Ventures LLC
    Related persons
    Schedule D 7.A
    Advisers that list Advisor Share Wealth Management, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Vancouver, Wa · principal49183
    Elizabethton, Tn200
    Folsom, Ca210
    Colleyville, Tx220
    Westlake Village, Ca210
    Omaha, Ne000
    Colorado Springs, Co000
    Indinapolis, In001
    Strongsville, Oh000
    Memphis, Tn001
    Offices
    Schedule D 1.F, the 25 largest
    • Morton, IL1 employees
    • Spirit Lake, IA1 employees
    • , 1 employees
    ADV anomalies
    6 against comparable advisers; where to look, not conclusions
    • wealth to institutional shiftCombination · filing Mar 27, 2026
      private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $185,181,144 to $376,943,321, advisors 35 to 41, private clients 963 to 2216, offices 35 to 35 (2025-04-08 to 2026-03-27)
      peers: independent wealth managers, $100M to $500M (5,676)
    • account count surgeChange between filings · filing Mar 27, 2026
      accounts (Item 5.F.2.f) moved from 1,429.0 to 2,531.0 (+77.0%) between the annual amendments of 2025-04-08 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
    • client count surgeChange between filings · filing Mar 27, 2026
      individual and HNW clients (Item 5.D) moved from 963.0 to 2,216.0 (+130.0%) between the annual amendments of 2025-04-08 and 2026-03-27; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
    • RAUM up 50 %Change between filings · filing Mar 27, 2026
      RAUM (Item 5.F) moved from $185,181,144 to $376,943,321 (+104.0%) between the annual amendments of 2025-04-08 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 99% percentile
    • client mix shiftChange between filings · filing Mar 27, 2026
      private-client share of RAUM moved from 98.0% to 71.0% between the annual amendments of 2025-04-08 and 2026-03-27
      peers: independent wealth managers, $100M to $500M (5,676)
    • institutional asset share shiftChange between filings · filing Mar 27, 2026
      institutional share of RAUM moved from 2.0% to 29.0% between the annual amendments of 2025-04-08 and 2026-03-27
      peers: independent wealth managers, $100M to $500M (5,676)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Financial planning clients · 1-10 to 1-10
      Aug 25, 2026 to Sep 9, 2026
    • Succession · false to unset
      Aug 25, 2026 to Sep 9, 2026
    • Accounts · 1,429 to 2,531
      Dec 4, 2025 to Mar 27, 2026
    • Advisory employees · 37 to 41
      Dec 4, 2025 to Mar 27, 2026
    • HNW clients · 23 to 42
      Dec 4, 2025 to Mar 27, 2026
    • Individual clients · 940 to 2,174
      Dec 4, 2025 to Mar 27, 2026
    • Employees · 38 to 47
      Dec 4, 2025 to Mar 27, 2026
    • State-registered IARs · 37 to 41
      Dec 4, 2025 to Mar 27, 2026
    • Discretionary RAUM · $185M to $377M
      Dec 4, 2025 to Mar 27, 2026
    • HNW RAUM · $55.1M to $115M
      Dec 4, 2025 to Mar 27, 2026
    • Individual RAUM · $127M to $154M
      Dec 4, 2025 to Mar 27, 2026
    • Pension RAUM · $3.0M to $5.0M
      Dec 4, 2025 to Mar 27, 2026
    • RAUM · $185M to $377M
      Dec 4, 2025 to Mar 27, 2026
    • Advisory employees · 35 to 37
      Aug 8, 2025 to Nov 20, 2025
    • State-registered IARs · 35 to 37
      Aug 8, 2025 to Nov 20, 2025
    • Financial planning clients · 1-10 to 1-10
      Apr 8, 2025 to May 30, 2025
    • Accounts · 207 to 1,429
      Feb 25, 2025 to Apr 8, 2025
    • Advisory employees · 22 to 35
      Feb 25, 2025 to Apr 8, 2025
    • HNW clients · 6 to 23
      Feb 25, 2025 to Apr 8, 2025
    • Individual clients · 199 to 940
      Feb 25, 2025 to Apr 8, 2025
    • Employees · 24 to 38
      Feb 25, 2025 to Apr 8, 2025
    • Financial planning clients · 0 to 1-10
      Feb 25, 2025 to Apr 8, 2025
    • State-registered IARs · 22 to 35
      Feb 25, 2025 to Apr 8, 2025
    • Other offices · 21 to 35
      Feb 25, 2025 to Apr 8, 2025
    • Discretionary RAUM · $48.0M to $185M
      Feb 25, 2025 to Apr 8, 2025
    • HNW RAUM · $22.2M to $55.1M
      Feb 25, 2025 to Apr 8, 2025
    • Individual RAUM · $22.4M to $127M
      Feb 25, 2025 to Apr 8, 2025
    • RAUM · $48.0M to $185M
      Feb 25, 2025 to Apr 8, 2025
    • Business name · ADVISOR SHARE WEALTH MANAGEMENT to ADVISOR SHARE WEALTH MANAGEMENT, LLC
      Nov 1, 2024 to Dec 12, 2024
    • Legal name · PEACE OF MIND PLANNING LLC to ADVISOR SHARE WEALTH MANAGEMENT, LLC
      Nov 1, 2024 to Dec 12, 2024
    • HQ city · BELLEVUE to VANCOUVER
      May 7, 2024 to Jul 26, 2024
    • Accounts · 25 to 207
      Jan 31, 2024 to Mar 27, 2024
    • Advisory employees · 2 to 22
      Jan 31, 2024 to Mar 27, 2024
    • Advisory activities · 5 to 6
      Jan 31, 2024 to Mar 27, 2024
    • HNW clients · unset to 6.0
      Jan 31, 2024 to Mar 27, 2024
    • Individual clients · 24 to 199
      Jan 31, 2024 to Mar 27, 2024
    • Employees · 2 to 24
      Jan 31, 2024 to Mar 27, 2024
    • State-registered IARs · 2 to 22
      Jan 31, 2024 to Mar 27, 2024
    • Other offices · 3 to 21
      Jan 31, 2024 to Mar 27, 2024
    • Discretionary RAUM · $11.3M to $48.0M
      Jan 31, 2024 to Mar 27, 2024
    Signals
    19 dated events
    • Jason Siebert left Advisor Share Wealth Management, LLC for Simplicity Wealth (registered 2026-09-14)
      Aug 27, 2026 · Advisor changed firm · fact
    • Advisor Share Wealth Management, Llc reported RAUM $376.9M, up 104% from $185.2M (2025-12-04 to 2026-03-27)
      Mar 27, 2026 · RAUM change · derived
    • Bryan Anthony Richardson left Advisor Share Wealth Management, Llc for Consolidated Portfolio Review Corp (registered 2026-03-25)
      Mar 25, 2026 · Advisor changed firm · fact
    • Lonnie Wayne Epperson left Advisor Share Wealth Management, Llc for Ae Wealth Management, Llc (registered 2026-04-28)
      Jan 15, 2026 · Advisor changed firm · fact
    • William Harold Riggs left Advisor Share Wealth Management, Llc for Strategic Wealth Partners Llc (registered 2025-11-13)
      Nov 17, 2025 · Advisor changed firm · fact
    • Zachary Alexander Cashmore left Advisor Share Wealth Management, Llc for Edward Jones (registered 2026-01-16)
      Nov 4, 2025 · Advisor changed firm · fact
    • Randall J. Cashmore left Advisor Share Wealth Management, Llc for Signal Advisors Wealth, Llc (registered 2025-07-25)
      Aug 5, 2025 · Advisor changed firm · fact
    • Advisor Share Wealth Management, Llc reported 35 offices beyond its principal office, up from 21 (2025-02-25 to 2025-04-08)
      Apr 8, 2025 · Office count change · derived
    • Advisor Share Wealth Management, Llc reported 35 state-registered advisory representatives, up from 22 (2025-02-25 to 2025-04-08)
      Apr 8, 2025 · Advisor headcount change · derived
    • Andrew Joseph Kathol left Advisor Share Wealth Management, Llc for One Wealth Map, Llc (registered 2025-04-14)
      Apr 1, 2025 · Advisor changed firm · fact
    • Adam Smith left Advisor Share Wealth Management, Llc for Watership Private Capital Management, Llc (registered 2025-04-11)
      Jan 6, 2025 · Advisor changed firm · fact
    • 2 advisors left Sequent Planning, LLC (Omaha, NE) for Advisor Share Wealth Management, LLC within 8 days
      Oct 22, 2024 · Team lift-out · derived
    • Courtney Lashay Wiley Ingram left Advisor Share Wealth Management, Llc for Cornerstone Advisors Llc (registered 2024-08-05)
      Aug 19, 2024 · Advisor changed firm · fact
    • Advisor Share Wealth Management, Llc reported 21 offices beyond its principal office, up from 3 (2024-01-31 to 2024-03-27)
      Mar 27, 2024 · Office count change · derived
    • Advisor Share Wealth Management, Llc reported 22 state-registered advisory representatives, up from 2 (2024-01-31 to 2024-03-27)
      Mar 27, 2024 · Advisor headcount change · derived
    • Spenser Thomas Vago left Advisor Share Wealth Management, Llc for Stratos Wealth Partners, Ltd (registered 2025-12-17)
      Feb 14, 2024 · Advisor changed firm · fact
    • Zachary Alexander Cashmore left Advisor Share Wealth Management, Llc for Impact Partnership Wealth, Llc (registered 2024-01-03)
      Jan 30, 2024 · Advisor changed firm · fact
    • Frederick Charles Whitford left Advisor Share Wealth Management, Llc for Impact Partnership Wealth, Llc (registered 2024-01-16)
      Jan 19, 2024 · Advisor changed firm · fact
    • Peace Of Mind Planning Llc filed its initial SEC registration (Form ADV)
      Dec 1, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    advisorsharewm.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    866-232-3251reportedpublic record, Form ADV, Sep 9, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $7.7Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026