DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nadine Marie Lord-Divan
Feed of 09/14/2026
Also filed as Nadine Lord Divan
At current firm
10 y
since Jun 30, 2016
In the industry
35 y
since Oct 10, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Advisor Alliance, LLC independent RIA currentsince Jun 30, 2016 · La Quinta, Ca
- The Planners Network, Inc. formerAug 20, 2012 to Jun 29, 2016 · Rancho Santa Margarita, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJan 13, 2000 to Jun 29, 2016 · Rancho Santa Margarita, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Planners Network, Inc. to Independent Advisor Alliance, LLCleft Jun 29, 2016, registered Jun 30, 2016 (1 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to The Planners Network, Inc.left Jun 29, 2016, registered Aug 20, 2012 (-1409 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address