DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Julie Ann Sullivan
Feed of 09/14/2026
At current firm
5 y
since Apr 1, 2021
In the industry
43 y
since May 9, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Blueprint, LLC independent RIA currentsince Apr 1, 2021 · Atlanta, Ga
- Advisory Services Network independent RIAJun 4, 2013 to Dec 23, 2013 · Atlanta, Ga
- Fisco Investment Management, L.P. formerDec 2, 2009 to Dec 23, 2011 · Atlanta, Ga
- Old Mutual Capital formerOct 1, 2007 to Apr 17, 2009 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Advisory Services Network to Strategic Blueprint, LLCleft Dec 23, 2013, registered Apr 1, 2021 (2656 days) · Other
- Fisco Investment Management, L.P. to Advisory Services Networkleft Dec 23, 2011, registered Jun 4, 2013 (529 days) · Other
- Old Mutual Capital to Fisco Investment Management, L.P.left Apr 17, 2009, registered Dec 2, 2009 (229 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address