DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Advisory Services Network

Independent wealth managerAtlanta, GeorgiaCRD 146051SEC 801-71112websiteIAPD
Legal name Advisory Services Network, LLC
Latest filing Aug 31, 2026
First filing on the tape Dec 12, 2011 · 116 filings
SEC status approved since Feb 16, 2010
RAUM
$11B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$10B individuals and HNW
Advisors
248
registered through the firm on IAPD
RAUM per advisor
$42.7M
derived; firm RAUM over IAPD count
Employees
268
247 advisory (5.B.1)
Offices
117
beyond the principal office
Private funds
0
reported on Schedule D
History
116 filings and snapshots on the tape
RAUM$11B as of Aug 31, 2026
Mar 30, 2012$154M then
HNW client RAUM$3.8B as of Aug 31, 2026
Mar 20, 2018$636M then
State-registered IARs (5.B.3)247 as of Aug 31, 2026
Mar 30, 20120 then
Employees (5.A)268 as of Aug 31, 2026
Apr 1, 201336 then
Private funds: no history
RAUM +23% over the last fiscal year+22% a year over threeIARs 206 to 247offices 84 to 117
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$42.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$357,203derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
2.1derived118 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.1%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$5.5BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$6.5B61%
  • High-net-worth individuals$3.8B36%
  • Corporations and businesses$258M2.4%
  • Pension and profit-sharing plans$44.1M0.4%
  • State and municipal entities$16.0M0.2%
  • Charitable organizations$12.9M0.1%
Individual clients
11,305reported
HNW clients
1,121reported
Pension plan clients
49reported
Charitable clients
30reported
Accounts
29,663reported
Financial planning clients
51-100reported
Wrap fee programs
$2.7B sponsored, $2.7B managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=19.0derived
Advisors registered through the firm
250 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
David Edward PaulukaitisAtlanta, GaOct 30, 200921 y0
Thomas William OttMccomb, MsJun 18, 201038 y2
Eric C. GarrardCertified Financial PlannerValparaiso, InJun 1, 201125 y1
Jeffrey Lee StockAtlanta, Ga Aug 8, 201122 y3
Roger M BaloucouneAtlanta, Ga Aug 8, 201123 y2
Jonathan David FikeChartered Financial ConsultantAtlanta, Ga Aug 15, 201130 y1
Caterina Maria DefalcoCertified Financial PlannerAtlanta, Ga Apr 4, 201233 y2
Brent Nevin TownsendChartered Financial ConsultantHickory, Nc Apr 10, 201223 y1
Timothy Wayne GreerCertified Financial PlannerBrentwod, TnJul 2, 201245 y1
John Kennith BornsteinBrentwood, TnJul 2, 201244 y1
James Alfred HalprinFranklin Lakes, Nj Jan 31, 201317 y4
John Cleveland KnoxChartered Financial AnalystFalmouth, Me May 29, 201334 y1
John Clayton DowningChartered Financial AnalystAtlanta, Ga May 31, 201334 y1
Jason Wayne VeinotAtlanta, Ga Oct 2, 201327 y3
Cynthia Lynne CourtneyCertified Financial PlannerNorth Hampton, Nh Oct 8, 201337 y1
Keith Paul DuetChartered Financial AnalystCovington, La Oct 15, 201320 y1
Edmund Carl HilstonMerrimack, Nh Jan 2, 201432 y1
Alan K. ChuangCertified Financial Planner, Chartered Financial AnalystAtlanta, Ga Feb 7, 201422 y3
Dudley Carlisle WhitlockLandrum, Sc May 1, 201412 y1
Craig Stuart SchinkeAtlanta, Ga Aug 12, 201439 y1
Gary Lee HowardCertified Financial PlannerWest Chester, Oh Jan 2, 201539 y1
David Gerald JudgeAtlanta, Ga Jan 6, 201532 y1
Guy Philip JonesCertified Financial PlannerWillis, Tx Feb 3, 201537 y4
Edward Matthew EgliskisAtlanta, Ga Feb 11, 201520 y3
Laura Anne TedballAtlanta, GaFeb 17, 201522 y2
Craig C CochranCamden, Sc May 4, 201515 y0
Steven Duval HarrisonAtlanta, Ga Jul 14, 201525 y9
Craig Robert FalknerChartered Financial AnalystEau Claire, Wi Sep 17, 201519 y3
Lynn James WieseAtlanta, Ga Nov 9, 201512 y0
Joshua Mcclellan SlocumCertified Financial PlannerBirmingham, Al Feb 12, 201621 y2
Michael Jordan CurranAtlanta, Ga Feb 12, 201642 y3
Billy Ray ReiderAtlanta, Ga Feb 18, 201629 y3
Bradley David ChurchChattanooga, Tn Mar 14, 201626 y4
Gertrude Mary PiperCertified Financial PlannerSt. Francisville, La Mar 23, 201624 y4
Michael Anthony NowakAtlanta, Ga Mar 23, 201615 y2
William Chris HeathAtlanta, Ga Mar 24, 201645 y3
David Adrian CrossCertified Financial PlannerDuluth, Ga May 26, 201635 y2
Larry Gene HarnessSarasota, Fl Jun 13, 201618 y3
John R CampbellCertified Financial PlannerSarasota, Fl Jun 17, 201626 y2
Louis Anthony MucciPepper Pike, Oh Jul 13, 201645 y5
All 250 advisors at Advisory Services Network
Advisor movement
19 left, 27 joined in 12 months
net +8 in 12 months8 left in 90 days8 joined in 90 daysdeparture rate 7.7% of current headcount39 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Edward David Paulukaitis · Managing Membercontrol
    since 02/2010 · owns 25% to 50%
  • Cleveland Thomas Prescott · Managing Membercontrol
    since 02/2010 · owns 50% to 75%
  • Anne Laura Tedball · Chief Compliance Officercontrol
    since 12/2014 · owns less than 5%
  • Cynthia Wolin-Halpern · Chief Operating Officercontrol
    since 02/2010 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal2443491
Camden, Sc710
Tampa, Fl6021
Lexington, Ky501
Greenville, Sc500
Hickory, Nc500
Austin, Tx400
Lansdale, Pa400
Moorestown, Nj400
Farmington, Mi400
North Richland Hills, Tx400
Charlotte, Nc430
Castle Rock, Co400
Draper, Ut300
Jacksonville, Fl330
West Palm Beach, Fl300
Alexandria, Va300
Birmingham, Al300
Boca Raton, Fl300
Chicago, Il320
All 60 offices
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
3 since 2015, 1 in 24 monthsderived
Advisors acquired
10derived
Still registered after 90 days
100% of 10derived
After 180 days
100% of 10derived
After 365 days
100% of 10derived
After 730 days
100% of 6derived
Team lift-outs after
6derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • Camden, SC8 employees
  • Gainesville, GA5 employees
  • Southlake, TX4 employees
  • Weatherford, TX4 employees
  • West Palm Beach, FL3 employees
  • Birmingham, AL3 employees
  • Greenville, SC3 employees
  • Hickory, NC3 employees
  • Moorestown, NJ3 employees
  • Raleigh, NC3 employees
  • Mount Arlington, NJ2 employees
  • North Hampton, NH2 employees
  • Bartlesville, OK2 employees
  • Columbia, SC2 employees
  • Castle Rock, CO2 employees
  • Fort Atkinson, WI2 employees
  • Los Angeles, CA2 employees
  • Brentwood, TN2 employees
  • Chapel Hill, NC1 employees
  • Hampden, ME1 employees
  • Hickory, NC1 employees
  • Kinderhook, NY1 employees
  • Landrum, SC1 employees
  • Covington, LA1 employees
  • Souderton, PA1 employees
What changed
consecutive filings, newest first
  • Accounts · 27,513 to 29,663
    Feb 25, 2026 to Mar 23, 2026
  • Advisory employees · 208 to 247
    Feb 25, 2026 to Mar 23, 2026
  • BD registered reps · 14 to 19
    Feb 25, 2026 to Mar 23, 2026
  • Charity clients · 26 to 30
    Feb 25, 2026 to Mar 23, 2026
  • Corporate clients · 138 to 410
    Feb 25, 2026 to Mar 23, 2026
  • HNW clients · 1,683 to 1,121
    Feb 25, 2026 to Mar 23, 2026
  • Individual clients · 9,920 to 11,305
    Feb 25, 2026 to Mar 23, 2026
  • Pension plan clients · 81 to 49
    Feb 25, 2026 to Mar 23, 2026
  • Employees · 215 to 268
    Feb 25, 2026 to Mar 23, 2026
  • Financial planning clients · 101-250 to 51-100
    Feb 25, 2026 to Mar 23, 2026
  • State-registered IARs · 206 to 247
    Feb 25, 2026 to Mar 23, 2026
  • Other offices · 84 to 117
    Feb 25, 2026 to Mar 23, 2026
  • Discretionary RAUM · $8.5B to $10B
    Feb 25, 2026 to Mar 23, 2026
  • HNW RAUM · $3.4B to $3.8B
    Feb 25, 2026 to Mar 23, 2026
  • Individual RAUM · $4.8B to $6.5B
    Feb 25, 2026 to Mar 23, 2026
  • Non-discretionary RAUM · $106M to $106M
    Feb 25, 2026 to Mar 23, 2026
  • Pension RAUM · $50.0M to $44.1M
    Feb 25, 2026 to Mar 23, 2026
  • RAUM · $8.6B to $11B
    Feb 25, 2026 to Mar 23, 2026
  • Wrap assets (manager) · $2.5B to $2.7B
    Feb 25, 2026 to Mar 23, 2026
  • Wrap assets (sponsor) · $2.5B to $2.7B
    Feb 25, 2026 to Mar 23, 2026
  • Financial planning clients · 101-250 to 101-250
    Jun 24, 2025 to Jul 30, 2025
  • Accounts · 24,286 to 27,513
    Feb 11, 2025 to Apr 28, 2025
  • Charity clients · 6 to 26
    Feb 11, 2025 to Apr 28, 2025
  • HNW clients · 1,275 to 1,683
    Feb 11, 2025 to Apr 28, 2025
  • Individual clients · 13,145 to 9,920
    Feb 11, 2025 to Apr 28, 2025
  • Pension plan clients · 75 to 81
    Feb 11, 2025 to Apr 28, 2025
  • Financial planning clients · 51-100 to 101-250
    Feb 11, 2025 to Apr 28, 2025
  • Discretionary RAUM · $6.7B to $8.5B
    Feb 11, 2025 to Apr 28, 2025
  • HNW RAUM · $2.0B to $3.4B
    Feb 11, 2025 to Apr 28, 2025
  • Individual RAUM · $4.6B to $4.8B
    Feb 11, 2025 to Apr 28, 2025
  • Non-discretionary RAUM · $86.6M to $106M
    Feb 11, 2025 to Apr 28, 2025
  • Pension RAUM · $41.5M to $50.0M
    Feb 11, 2025 to Apr 28, 2025
  • RAUM · $6.8B to $8.6B
    Feb 11, 2025 to Apr 28, 2025
  • Wrap assets (manager) · $1.3B to $2.5B
    Feb 11, 2025 to Apr 28, 2025
  • Wrap assets (sponsor) · $1.3B to $2.5B
    Feb 11, 2025 to Apr 28, 2025
  • Accounts · 22,847 to 24,286
    Feb 12, 2024 to Mar 28, 2024
  • Advisory employees · 205 to 208
    Feb 12, 2024 to Mar 28, 2024
  • BD registered reps · 21 to 14
    Feb 12, 2024 to Mar 28, 2024
  • Charity clients · 21 to 6
    Feb 12, 2024 to Mar 28, 2024
  • Corporate clients · 115 to 138
    Feb 12, 2024 to Mar 28, 2024
Signals
60 dated events
  • Stephen Andrew Leggett registered as an investment adviser representative at Advisory Services Network
    Sep 16, 2026 · Advisor registered · fact
  • Douglas Luther Vowels left Advisory Services Network for Intentional Wealth Planning (registered 2026-08-06)
    Aug 28, 2026 · Advisor changed firm · fact
  • 2 advisors left Florida Financial Advisors, LLC (Jacksonville, FL) for Advisory Services Network on the same day
    Aug 27, 2026 · Team lift-out · derived
  • Tyler Franklin Lamar left Advisory Services Network for Olde Raleigh Financial Group (registered 2026-07-09)
    Jul 16, 2026 · Advisor changed firm · fact
  • Trevor Edward Chambers left Advisory Services Network for Olde Raleigh Financial Group (registered 2026-07-09)
    Jul 16, 2026 · Advisor changed firm · fact
  • Alexander Mihajlov left Advisory Services Network for Olde Raleigh Financial Group (registered 2026-07-09)
    Jul 16, 2026 · Advisor changed firm · fact
  • Patrick Haden Jennings left Advisory Services Network for Olde Raleigh Financial Group (registered 2026-07-09)
    Jul 16, 2026 · Advisor changed firm · fact
  • Mark Alan Meier left Advisory Services Network for Beacon Pointe Advisors, Llc (registered 2026-07-09)
    Jul 16, 2026 · Advisor changed firm · fact
  • 3 advisors left Advisory Services Network (Atlanta, GA) for Olde Raleigh Financial Group on the same day
    Jul 16, 2026 · Team lift-out · derived
  • Niko Stone Puritz left Advisory Services Network for Ascentis Wealth Management, Llc (registered 2026-06-24)
    Jul 1, 2026 · Advisor changed firm · fact
  • Kevin Scott Gray left Advisory Services Network for Ascentis Wealth Management, Llc (registered 2026-06-23)
    Jul 1, 2026 · Advisor changed firm · fact
  • 2 advisors left Advisory Services Network (Dallas, TX) for Ascentis Wealth Management, LLC on the same day
    Jul 1, 2026 · Team lift-out · derived
  • Jared Tyler Slyh left Advisory Services Network for Northwestern Mutual Investment Services,Llc (registered 2026-08-03)
    May 15, 2026 · Advisor changed firm · fact
  • Advisory Services Network reported 117 offices beyond its principal office, up from 84 (2026-02-25 to 2026-03-23)
    Mar 23, 2026 · Office count change · derived
  • Mitchell Thomas Glasser left Advisory Services Network for First Command Advisory Services (registered 2026-04-16)
    Jan 13, 2026 · Advisor changed firm · fact
  • Michael Edward Tindall left Advisory Services Network for Great Valley Advisor Group, Llc (registered 2025-12-21)
    Dec 31, 2025 · Advisor changed firm · fact
  • Nolan Christopher Hudi left Advisory Services Network for Baytrust Wealth Management, Llc (registered 2026-01-08)
    Dec 31, 2025 · Advisor changed firm · fact
  • Christopher David Drew left Advisory Services Network for Baytrust Wealth Management, Llc (registered 2025-12-23)
    Dec 31, 2025 · Advisor changed firm · fact
  • Chad Ryan Mullen left Advisory Services Network for Baytrust Wealth Management, Llc (registered 2026-01-12)
    Dec 31, 2025 · Advisor changed firm · fact
  • Mark Kelly Kissell left Advisory Services Network for Baytrust Wealth Management, Llc (registered 2026-01-21)
    Dec 31, 2025 · Advisor changed firm · fact
  • Jeffrey Lee Foreman left Advisory Services Network for Kovack Advisors, Inc. (registered 2026-02-09)
    Dec 31, 2025 · Advisor changed firm · fact
  • 3 advisors left Advisory Services Network (Tampa, FL) for Baytrust Wealth Management, LLC on the same day
    Dec 31, 2025 · Team lift-out · derived
  • Edward Matthew Mobbs left Advisory Services Network for Americana Partners, Llc (registered 2026-03-04)
    Nov 20, 2025 · Advisor changed firm · fact
  • Genevieve Margaret Guys left Advisory Services Network for Pearl Planning (registered 2026-01-06)
    Oct 31, 2025 · Advisor changed firm · fact
  • Jeffrey Mcdonald left Advisory Services Network for Fiduciary Private Wealth (registered 2025-03-06)
    Oct 2, 2025 · Advisor changed firm · fact
  • Michael Scott Moore left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-06-06)
    May 21, 2025 · Advisor changed firm · fact
  • Mark Alden Peterson left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-05-29)
    May 20, 2025 · Advisor changed firm · fact
  • Joseph Isaac Pitt left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-05-29)
    May 20, 2025 · Advisor changed firm · fact
  • Brian Moore left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-05-16)
    May 20, 2025 · Advisor changed firm · fact
  • Christopher Scott Moore left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-05-16)
    May 20, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business phone
770-352-0038reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
877-352-0449reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
LINKEDIN.COM/COMPANY/3512976reportedpublic record, Form ADV, Sep 17, 2026
Website
ADVSERVNET.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
770-352-0449reportedpublic record, Form ADV, Aug 31, 2026
Contact form
advservnet.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
advservnet.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$42.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026