RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R•• F••••••••• L•• institutional currentsince Jan 1, 2026 · Fort Mill, Sc
- N•• F••••••••• I••• unclassifiedSep 29, 2006 to Aug 1, 2007 · Bryan, Oh
- F•••••••• T••••••• I••• formerJan 18, 2006 to Sep 29, 2006 · Charlotte, Nc
- N•••••• G•••• S••••••••• I••• formerOct 30, 2002 to May 21, 2004 · Charlotte, Nc
- T•• N•••••• G•••• O• N•••• C•••••••• I••• unclassifiedApr 29, 2002 to Nov 21, 2003 · Charlotte, Nc
- N•• F••••••••• I••• to R•• F••••••••• L••left Aug 1, 2007, registered Jan 1, 2026 (6728 days) · Other
- F•••••••• T••••••• I••• to N•• F••••••••• I•••left Sep 29, 2006, registered Sep 29, 2006 (0 days) · Other
- N•••••• G•••• S••••••••• I••• to F•••••••• T••••••• I•••left May 21, 2004, registered Jan 18, 2006 (607 days) · Other
- T•• N•••••• G•••• O• N•••• C•••••••• I••• to N•••••• G•••• S••••••••• I•••left Nov 21, 2003, registered Oct 30, 2002 (-387 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address