DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rpa Financial, LLC
Latest filing Jun 29, 2026
First filing on the tape Jun 4, 2018 · 27 filings
SEC status approved since Jul 5, 2018
RAUM
$11B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$2.7B
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$11B as of Jun 29, 2026
Mar 14, 2019$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Jun 29, 2026
Mar 14, 20192 then
Employees (5.A)12 as of Jun 29, 2026
Mar 14, 201912 then
Private funds: no history
RAUM +36% over the last fiscal year+21% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $2.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 339reported
- Charitable clients
- n/areported
- Accounts
- 323reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David John Witz | Fort Mill, Sc | Jan 1, 2026 | 43 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David John Witz from Nrp Financial, Inc.Jan 1, 2026 · Other
- Curtis Lee Knorr from Ronald Blue & Co., LLCFeb 20, 2020 · Other
- Todd Everett Timmerman from LPL Financial LLCOct 1, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Cosmo Gould · Ccocontrolsince 03/2023 · owns less than 5%
- Robert Geoffrey White · Ceosince 03/2023 · owns less than 5%
Entity owners
- Global Retirement Partners LLC · Managing Member, Sole Ownerdirect · owns 75% or more
- Hockey Intermediate Inc. · Shareholderindirect · owns 75% or more of Hub International Limited
- Hockey Investments Gp, LLC · General Partnerindirect · owns F of Hockey Investments L.P.
- Hockey Investments L.P. · Managing Memberindirect · owns 75% or more of Hockey Parent Holdings Gp, LLC
- Hockey Investments L.P. · Limited Partnerindirect · owns 75% or more of Hockey Parent Inc.
- Hockey Parent Holdings Gp, LLC · General Partnerindirect · owns 75% or more of Hockey Parent Holdings L.P.
- Hockey Parent Holdings L.P. · Shareholderindirect · owns 75% or more of Hockey Parent Inc.
- Hockey Parent Inc. · Shareholderindirect · owns 75% or more of Hockey Intermediate Inc.
- Hub International Limited · Managing Memberindirect · owns 75% or more of Global Retirement Partners LLC
Related persons
Schedule D 7.A
- Global Retirement Partners LLCinvestment adviseryRAUM $170B
- Hub International Investment Services Inc.broker-dealern
- Hub International Limitedreal estatey
- Hub Investment Advisors, Incinvestment advisernRAUM $2.1B
- Millennium Advisory Services, Inc.investment advisernRAUM $708M
- Taylor Advisors, Inc., A Hub International Companyinvestment advisernRAUM $16B
- Hub Investment Partners, LLCinvestment advisernRAUM $12B
- Twd Securities, LLCbroker-dealern
Advisers that list Rpa Financial, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Rafael, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
What changed
consecutive filings, newest first
- Accounts · 230 to 323Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 230 to 339Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.7B to $8.9BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.3B to $2.0BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $8.0B to $11BMar 31, 2025 to Mar 31, 2026
- RAUM · $8.0B to $11BMar 31, 2025 to Mar 31, 2026
- Accounts · 115 to 230Jan 30, 2025 to Mar 31, 2025
- Advisory employees · 5 to 4Jan 30, 2025 to Mar 31, 2025
- Advisory activities · 2 to 1Jan 30, 2025 to Mar 31, 2025
- BD registered reps · 6 to 7Jan 30, 2025 to Mar 31, 2025
- Pension plan clients · 115 to 230Jan 30, 2025 to Mar 31, 2025
- Employees · 13 to 12Jan 30, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 0Jan 30, 2025 to Mar 31, 2025
- State-registered IARs · 5 to 4Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $6.7BJan 30, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $2.0B to $1.3BJan 30, 2025 to Mar 31, 2025
- Pension RAUM · $5.3B to $8.0BJan 30, 2025 to Mar 31, 2025
- RAUM · $5.3B to $8.0BJan 30, 2025 to Mar 31, 2025
- Accounts · 285 to 115Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 4 to 5Mar 29, 2023 to Mar 27, 2024
- BD registered reps · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 285 to 115Mar 29, 2023 to Mar 27, 2024
- Insurance-licensed employees · 10 to 6Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 11 to 5Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.0B to $3.2BMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.2B to $2.0BMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $6.2B to $5.3BMar 29, 2023 to Mar 27, 2024
- RAUM · $6.2B to $5.3BMar 29, 2023 to Mar 27, 2024
- Accounts · 502 to 285Mar 30, 2022 to Mar 29, 2023
- Pension plan clients · 502 to 285Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.5B to $4.0BMar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $1.5B to $2.2BMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $4.0B to $6.2BMar 30, 2022 to Mar 29, 2023
- RAUM · $4.0B to $6.2BMar 30, 2022 to Mar 29, 2023
- Accounts · 184 to 502Sep 10, 2021 to Mar 30, 2022
- Pension plan clients · 184 to 502Sep 10, 2021 to Mar 30, 2022
- Insurance-licensed employees · 7 to 10Sep 10, 2021 to Mar 30, 2022
- Discretionary RAUM · $110M to $2.5BSep 10, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $14B to $1.5BSep 10, 2021 to Mar 30, 2022
- Pension RAUM · $14B to $4.0BSep 10, 2021 to Mar 30, 2022
Signals
6 dated events
- Rpa Financial, Llc reported RAUM $10.9B, up 36% from $8.0B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Rpa Financial, Llc reported RAUM $8.0B, up 52% from $5.3B (2025-01-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Rpa Financial, Llc reported RAUM $6.2B, up 55% from $4.0B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Rpa Financial, Llc reported RAUM $4.0B, down 71% from $13.7B (2021-09-10 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Rpa Financial, Llc reported RAUM $12.6B, up 753% from $1.5B (2018-10-01 to 2018-12-04)Dec 4, 2018 · RAUM change · derived
- Highpoint Retirement Group, Llc filed its initial SEC registration (Form ADV)Jun 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 415-526-2753reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026