RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R• W••••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Jul 28, 2015 · Chadds Ford, Pa
- W••••••• F•••••••• S•••••••• I••• formerJan 8, 2008 to May 25, 2010 · Wilmington, De
- M•• F•••••••• S•••••••• I••• formerAug 16, 2004 to Jan 14, 2008 · Wilmington, De
- L•• F•••••••• L•• BD affiliatedJan 15, 1992 to Aug 25, 2004 · Wilmington, De
- W••••••• F•••••••• S•••••••• I••• to F••••••• F•••••••• S••••••••• L••left May 25, 2010, registered Jul 28, 2015 (1890 days) · Other
- M•• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jan 14, 2008, registered Jan 8, 2008 (-6 days) · Other
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Aug 25, 2004, registered Aug 16, 2004 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address