DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• L•• K••••••

O•••• W•••••• I•••BD affiliatedKnoxville, Tndual registrantIAPD 1113524

Feed of 09/14/2026

Also filed as John Lee Kennedy

At current firm

1 y

since Jun 23, 2025

In the industry

43 y

since May 9, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 23, 2025 · Knoxville, Tn
G••••••••• W••••• M••••••••• independent RIA
Aug 30, 2019 to Oct 27, 2023 · Knoxville, Tn
T••••••••• unclassified
Mar 11, 2013 to Jul 16, 2025 · Knoxville, Tn
J••••• H•••••••• W••• L••••• L•• former
Mar 30, 2004 to Mar 13, 2013 · Knoxville, Tn

Moves

a registration end followed by a registration begin elsewhere

T••••••••• to G••••••••• W••••• M•••••••••
left Jul 16, 2025, registered Aug 30, 2019 (-2147 days) · Other · moved with a team
G••••••••• W••••• M••••••••• to O•••• W•••••• I•••
left Oct 27, 2023, registered Jun 23, 2025 (605 days) · RIA to affiliated broker-dealer or bank
J••••• H•••••••• W••• L••••• L•• to T•••••••••
left Mar 13, 2013, registered Mar 11, 2013 (-2 days) · Other

Signals

John Lee Kennedy left Trustfirst for Greensview Wealth Management (registered 2019-08-30)
Jul 16, 2025 · Advisor changed firm · fact
John Lee Kennedy left Greensview Wealth Management for Osaic Wealth, Inc. (registered 2025-06-23)
Oct 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address