DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W••••• M•••••••••
Legal name G••••••••• W••••• M••••••••• L••
Latest filing Jan 4, 2024
First filing on the tape Jun 4, 2018 · 25 filings
SEC status approved since Jul 3, 2018
RAUM
$121M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
97%
$117M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$121M as of Feb 23, 2023
Mar 21, 2019$71.6M then
HNW client RAUM$72.5M as of Feb 23, 2023
Mar 21, 2019$57.4M then
State-registered IARs (5.B.3)4 as of Feb 23, 2023
Mar 21, 20194 then
Employees (5.A)5 as of Feb 23, 2023
Mar 21, 20195 then
Private funds: no history
RAUM -9.2% over the last fiscal year-4.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 4, 2024; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $30.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $324,654derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $29.3M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$72.5M60%
- Individuals$44.8M37%
- Pension and profit-sharing plans$1.9M1.6%
- Corporations and businesses$1.9M1.5%
- Individual clients
- 144reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 373reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29.3M for 57 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- D•••• A• G••• to L•••••••• A•••••••• L••Jan 15, 2024 · RIA to RIA
- R••••• E•• C••••••• to L•••••••• A•••••••• L••Jan 15, 2024 · RIA to RIA
- J••• L•• K•••••• to O•••• W•••••• I•••Oct 27, 2023 · RIA to affiliated broker-dealer or bank
- H•••• S•••••• S•••• to S•••••• S•••• A•••• M••••••••• I•••Mar 10, 2021 · RIA to a state-registered adviser
- J•••• A•••••• P••••• to O•••• W•••••• I•••Aug 3, 2020 · RIA to affiliated broker-dealer or bank
- D••••• C•••••• M•••••••• to O•••• W•••••• I•••Apr 24, 2020 · RIA to affiliated broker-dealer or bank
- B•••••• P•••••• B•••• to C•••••••• G••••• M•••••• I•••Dec 10, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- J•••• A•••••• P••••• from T••••• A•••••••Nov 14, 2019 · Other
- D••••• C•••••• M•••••••• from T•••••••••Nov 14, 2019 · Other
- J••• L•• K•••••• from T•••••••••Aug 30, 2019 · Other
- H•••• S•••••• S•••• from S•••••• S•••• A•••• M••••••••• I•••Dec 5, 2018 · Other
- B•••••• P•••••• B•••• from N•••••• W••••• S••••••••• I•••Sep 10, 2018 · Other
- D•••• A• G••• from U••••• A••••••• S•••••••• L••Aug 8, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for L•••••••• A•••••••• L••Jan 15, 2024 · Franklin, Tn
- 2 joined from T•••••••••Jul 16, 2025 · Knoxville, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• D••••• A• · Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- W•••••• M••••••• K•••••• · Chief Compliance Officer/Membercontrolsince 07/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Franklin, Tn · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Knoxville, TN1 employees
What changed
consecutive filings, newest first
- Accounts · 347 to 373Feb 2, 2023 to Feb 23, 2023
- HNW clients · 43 to 34Feb 2, 2023 to Feb 23, 2023
- Individual clients · 150 to 144Feb 2, 2023 to Feb 23, 2023
- Assets in custody · $24.8M to $29.3MFeb 2, 2023 to Feb 23, 2023
- Financial planning clients · 0 to 1-10Feb 2, 2023 to Feb 23, 2023
- Discretionary RAUM · $68.2M to $62.1MFeb 2, 2023 to Feb 23, 2023
- HNW RAUM · $86.7M to $72.5MFeb 2, 2023 to Feb 23, 2023
- Individual RAUM · $42.6M to $44.8MFeb 2, 2023 to Feb 23, 2023
- Non-discretionary RAUM · $65.1M to $59.0MFeb 2, 2023 to Feb 23, 2023
- Pension RAUM · $2.1M to $1.9MFeb 2, 2023 to Feb 23, 2023
- RAUM · $133M to $121MFeb 2, 2023 to Feb 23, 2023
- Accounts · 367 to 347Jun 14, 2021 to Mar 8, 2022
- Advisory employees · 5 to 4Jun 14, 2021 to Mar 8, 2022
- BD registered reps · 3 to 2Jun 14, 2021 to Mar 8, 2022
- HNW clients · 92 to 43Jun 14, 2021 to Mar 8, 2022
- Individual clients · 266 to 150Jun 14, 2021 to Mar 8, 2022
- Assets in custody · $17.5M to $24.8MJun 14, 2021 to Mar 8, 2022
- Custody of client assets · false to trueJun 14, 2021 to Mar 8, 2022
- Employees · 6 to 5Jun 14, 2021 to Mar 8, 2022
- State-registered IARs · 5 to 4Jun 14, 2021 to Mar 8, 2022
- Other offices · 2 to 1Jun 14, 2021 to Mar 8, 2022
- Discretionary RAUM · $66.5M to $68.2MJun 14, 2021 to Mar 8, 2022
- HNW RAUM · $82.6M to $86.7MJun 14, 2021 to Mar 8, 2022
- Individual RAUM · $43.4M to $42.6MJun 14, 2021 to Mar 8, 2022
- Non-discretionary RAUM · $65.1M to $65.1MJun 14, 2021 to Mar 8, 2022
- Pension RAUM · $2.9M to $2.1MJun 14, 2021 to Mar 8, 2022
- RAUM · $132M to $133MJun 14, 2021 to Mar 8, 2022
- Accounts · 200 to 367Aug 20, 2020 to Mar 29, 2021
- Advisory employees · 9 to 5Aug 20, 2020 to Mar 29, 2021
- BD registered reps · 6 to 3Aug 20, 2020 to Mar 29, 2021
- HNW clients · 38 to 92Aug 20, 2020 to Mar 29, 2021
- Individual clients · 159 to 266Aug 20, 2020 to Mar 29, 2021
- Assets in custody · $27.2M to $17.5MAug 20, 2020 to Mar 29, 2021
- Employees · 9 to 6Aug 20, 2020 to Mar 29, 2021
- Insurance-licensed employees · 4 to 0Aug 20, 2020 to Mar 29, 2021
- State-registered IARs · 9 to 5Aug 20, 2020 to Mar 29, 2021
- Other offices · 3 to 2Aug 20, 2020 to Mar 29, 2021
- Discretionary RAUM · $89.3M to $66.5MAug 20, 2020 to Mar 29, 2021
- HNW RAUM · $77.8M to $82.6MAug 20, 2020 to Mar 29, 2021
- Individual RAUM · $47.1M to $43.4MAug 20, 2020 to Mar 29, 2021
Signals
8 dated events
- 2 advisors left T••••••••• (Knoxville, TN) for G••••••••• W••••• M••••••••• on the same dayJul 16, 2025 · Team lift-out · derived
- R••••• E•• C••••••• left G••••••••• W••••• M••••••••• for L•••••••• A•••••••• L•• (registered 2024-01-09)Jan 15, 2024 · Advisor changed firm · fact
- D•••• A• G••• left G••••••••• W••••• M••••••••• for L•••••••• A•••••••• L•• (registered 2024-01-09)Jan 15, 2024 · Advisor changed firm · fact
- 2 advisors left G••••••••• W••••• M••••••••• (Franklin, TN) for L•••••••• A•••••••• L•• on the same dayJan 15, 2024 · Team lift-out · derived
- J••• L•• K•••••• left G••••••••• W••••• M••••••••• for O•••• W•••••• I••• (registered 2025-06-23)Oct 27, 2023 · Advisor changed firm · fact
- A Derek Ghia (Chief Executive Officer) appeared on Schedule A of G••••••••• W••••• M•••••••••Feb 2, 2023 · Control person joined · fact
- Lee Christopher Payne (Chief Compliance Officer) no longer on Schedule A of G••••••••• W••••• M••••••••• (listed 2019-03-21, absent 2019-04-18)Apr 18, 2019 · Control person left · inference
- G••••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/greensviewwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.G•••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-551-3050reportedpublic record, Form ADV, Jan 4, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026