RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• W•••••• L•••••••
- O•••••• P•••• A•••• M••••••••• L•• state registered currentsince Dec 19, 2023 · Estero, Fl
- E••••• P••••••• O• N•• E••••••• L•• formerFeb 24, 2021 to Oct 26, 2023 · Estero, Fl
- E••••• P••••••• O• N•• E••••••• L•• formerDec 16, 2004 to Feb 8, 2019 · Windham, Nh
- O•••• F•• I••• formerJul 30, 2001 to Dec 31, 2005 · Windham, Nh
- E••••• P••••••• O• N•• E••••••• L•• to O•••••• P•••• A•••• M••••••••• L••left Oct 26, 2023, registered Dec 19, 2023 (54 days) · Other
- O•••• F•• I••• to E••••• P••••••• O• N•• E••••••• L••left Dec 31, 2005, registered Dec 16, 2004 (-380 days) · Other
- G•••••• W•••••• L••••••• left E••••• P••••••• O• N•• E••••••• L•• for O•••••• P•••• A•••• M••••••••• L•• (registered 2023-12-19)Oct 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address