DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Anthony Wenstrup
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
15 y
since Apr 4, 2011
In the industry
35 y
since Dec 28, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Apr 4, 2011 · Downers Grove, Il
- J. W. Cole Advisors, Inc. BD affiliatedDec 24, 2008 to Mar 9, 2011 · Tampa, Fl
- Osaic Fs, Inc. formerDec 9, 2005 to Dec 19, 2008 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- J. W. Cole Advisors, Inc. to Ausdal Financial Partners, Inc.left Mar 9, 2011, registered Apr 4, 2011 (26 days) · Other
- Osaic Fs, Inc. to J. W. Cole Advisors, Inc.left Dec 19, 2008, registered Dec 24, 2008 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address