DFX Intelligence
RIA Intelligence
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Registered advisor
A•••••• C•••••• R•••
Feed of 09/15/2026
At current firm
8 y
since Sep 14, 2018
In the industry
43 y
since Jul 27, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Sep 14, 2018 · Canton, Mi
- B• R•••• W••••• M••••••••• formerSep 4, 2015 to Sep 18, 2018 · Plymouth, Mi
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• M••••••••• to O••••••••• • C•• I•••left Sep 18, 2018, registered Sep 14, 2018 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address