RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W••••• M••••
- F••••••• W••••• A•••••••• L•• independent RIA currentsince Jun 2, 2026 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseMay 24, 2019 to Mar 18, 2026 · Richmond, Va
- M••••• S•••••• wirehouseJun 1, 2009 to May 30, 2019 · Richmond, Va
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Richmond, Va
- M••••• S•••••• D• I••• unclassifiedSep 3, 1991 to Apr 2, 2007 · Richmond, Va
- U•• F•••••••• S••••••• I••• to F••••••• W••••• A•••••••• L••left Mar 18, 2026, registered Jun 2, 2026 (76 days) · Wirehouse to independent RIA
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left May 30, 2019, registered May 24, 2019 (-6 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J••••• W••••• M•••• left U•• F•••••••• S••••••• I••• for F••••••• W••••• A•••••••• L•• (registered 2026-06-02)Mar 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address