DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian Vincent Onofrio

Summit Planning Group, LLCstate registeredBranford, Ctdual registrantIAPD 1139343

Feed of 09/14/2026

At current firm

2 y

since Jun 12, 2024

In the industry

34 y

since Feb 21, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Planning Group, LLC state registered current
since Jun 5, 2026 · Branford, Ct
LPL Financial LLC BD affiliated current
since Jun 12, 2024 · Branford, Ct
Osaic Fs, Inc. former
Jan 11, 2017 to Jun 21, 2024 · Branford, Ct
Summit Asset Management, LLC unclassified
Oct 18, 2006 to Aug 24, 2024 · Branford, Ct
Independent Advisers Group Corp former
Mar 28, 2001 to Oct 17, 2006 · Brandford, Ct
Summit Planning Group, LLC state registered
Oct 31, 1995 to Dec 31, 2024 · Branford, Ct

Moves

a registration end followed by a registration begin elsewhere

Summit Planning Group, LLC to Independent Advisers Group Corp
left Dec 31, 2024, registered Mar 28, 2001 (-8679 days) · Other · moved with a team
Summit Asset Management, LLC to Osaic Fs, Inc.
left Aug 24, 2024, registered Jan 11, 2017 (-2782 days) · Other · moved with a team
Osaic Fs, Inc. to LPL Financial LLC
left Jun 21, 2024, registered Jun 12, 2024 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
Independent Advisers Group Corp to Summit Asset Management, LLC
left Oct 17, 2006, registered Oct 18, 2006 (1 days) · Other

Signals

Brian Vincent Onofrio left Summit Planning Group, Llc for Independent Advisers Group Corp (registered 2001-03-28)
Dec 31, 2024 · Advisor changed firm · fact
Brian Vincent Onofrio left Summit Asset Management, Llc for Osaic Fs, Inc. (registered 2017-01-11)
Aug 24, 2024 · Advisor changed firm · fact
Brian Vincent Onofrio left Osaic Fs, Inc. for Lpl Financial Llc (registered 2024-06-12)
Jun 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address