DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Susan Catherine Christoph
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Susan Catherine Christoph
At current firm
19 y
since Sep 13, 2007
In the industry
34 y
since Nov 16, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Curi Capital, LLC independent RIA currentsince Sep 13, 2007 · Chicago, Il
- Gleacher & Company Securities, Inc. unclassifiedNov 1, 2004 to Jun 30, 2006 · Oakbrook Terrace, Il
- Fa Asset Management Inc. unclassifiedMay 2, 2003 to Apr 16, 2007 · Oakbrook Terrace, Il
Moves
a registration end followed by a registration begin elsewhere
- Fa Asset Management Inc. to Gleacher & Company Securities, Inc.left Apr 16, 2007, registered Nov 1, 2004 (-896 days) · Other
- Gleacher & Company Securities, Inc. to Curi Capital, LLCleft Jun 30, 2006, registered Sep 13, 2007 (440 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address