DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Curi Capital, LLC

Independent wealth managerChicago, IllinoisCRD 134249SEC 801-63939website IAPD

Latest filing Jul 7, 2026

First filing on the tape Mar 28, 2012 · 70 filings

SEC status approved since Feb 15, 2005

RAUM

$12B

reported, Item 5.F

Discretionary

80%

of RAUM

Private clients

72%

$8.4B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$119M

derived; firm RAUM over IAPD count

Employees

180

106 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

70 filings and snapshots on the tape

RAUM$12B as of Jul 7, 2026

Mar 28, 2012$2.5B then

HNW client RAUM$7.9B as of Jul 7, 2026

Mar 2, 2018$5.1B then

State-registered IARs (5.B.3)94 as of Jul 7, 2026

Mar 27, 201334 then

Employees (5.A)180 as of Jul 7, 2026

Mar 27, 201375 then

Private funds17 as of Jul 7, 2026

Mar 28, 20125 then

RAUM +18% over the last fiscal year+22% a year over threeIARs 97 to 94offices 9 to 10

Practice profile

derived from the filing of Jul 7, 2026; every figure names its basis

Archetypes, each a printed rule

Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 30derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.1MderivedHNW RAUM over HNW clients
Average account: $683,783derivedRAUM over accounts (5.F.2.f)
Discretionary: 80%derivedof RAUM
Institutional: 9.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 8.8derived11 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: -3.1%derivedItem 5.B.3 between annual amendments
Client growth, one year: +6.3%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
Financial planning clients: 3,000reportedItem 5.H
Custody: $3.5B, 1,823 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$7.9B68%
Investment companies$1.2B10.0%
Insurance companies$889M7.7%
Pooled investment vehicles$577M5.0%
Individuals$496M4.3%
Corporations and businesses$340M2.9%
Charitable organizations$200M1.7%
Pension and profit-sharing plans$62.5M0.5%

Individual clients: 1,318reported
HNW clients: 1,547reported
Pension plan clients: 5reported
Charitable clients: 38reported
Accounts: 16,939reported
Financial planning clients: 3,000reported
Wrap fee programs: noreported
Custody of client assets: $3.5B for 1,823 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.72 fund_share=0.15 institutional_share=0.1 related_bd=false related_bank=false bd_reps=5.0derived

Advisors registered through the firm

97 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Paul Russell JoyauxCertified Financial Planner	St. Joseph, Mi	Apr 14, 2005	33 y	1
Frederick Nmn PaulmanCertified Financial Planner	Chicago, Il	Apr 14, 2005	30 y	2
Richard Mcfarland BurridgeCertified Financial Planner	Chicago, Il	Apr 14, 2005	41 y	1
Richard M BurridgeChartered Financial Analyst	Chicago, Il	Apr 14, 2005	36 y	1
Jeffrey Charles PearsallCertified Financial Planner	Chicago, Il	Apr 23, 2005	32 y	1
Michele Rio FranciscoCertified Financial Planner	Chicago, Il	Mar 29, 2007	26 y	0
Benjamin Joseph AlbrechtCertified Financial Planner	Chicago, Il	Apr 17, 2007	23 y	2
Katherine Johnston OzogCertified Financial Planner	Chicago, Il	May 31, 2007	19 y	0
Thomas James Schlipmann	Chicago, Il	Jun 21, 2007	19 y	0
Charles Hafner Travis	Chicago, Il	Sep 13, 2007	44 y	2
Susan Catherine ChristophCertified Financial Planner, Chartered Financial Analyst	Chicago, Il	Sep 13, 2007	34 y	2
Erica Joy TaranturCertified Financial Planner	Chicago, Il	Nov 21, 2007	18 y	0
Sean Michael Conway	Chicago, Il	Jun 25, 2008	20 y	1
Maher Abrahim Harb	Chicago, Il	Jan 22, 2010	32 y	0
Janek PedersenCertified Financial Planner	Oakbrook Terrace, Il	Aug 30, 2010	21 y	2
Margo K SweanyCertified Financial Planner	Denver, Co	Sep 24, 2011	16 y	0
Donald Allen BechterChartered Financial Analyst	Denver, Co	Dec 9, 2011	33 y	1
Seth Michael DavisCertified Financial Planner	Denver, Co	Mar 26, 2012	19 y	2
Loren B KnasterCertified Financial Planner, Chartered Financial Analyst	Denver, Co	May 22, 2012	18 y	1
Trevor Lance IshamCertified Financial Planner	Chicago, Il	Apr 2, 2013	14 y	1
Ian F DollCertified Financial Planner	Chicago, Il	Sep 12, 2013	14 y	0
Patrick J StimsonCertified Financial Planner	Chicago, Il	Apr 24, 2014	13 y	2
Christopher Jacobus BachChartered Financial Analyst	Bloomington, Mn	Nov 3, 2014	12 y	0
Christopher Michael GraffChartered Financial Analyst	Chicago, Il	Jan 7, 2015	27 y	0
Charles Burton Harold BreyCertified Financial Planner	Chicago, Il	Jun 22, 2015	12 y	0
Ryan Patrick KennedyChartered Financial Analyst	Chicago, Il	Apr 11, 2016	20 y	2
Allan Avron Myer	North Haven, Ct	Nov 23, 2016	29 y	1
Ann Elizabeth GuntliChartered Financial Analyst	Chicago, Il	Jan 27, 2017	19 y	0
Andrew Jay BakerChartered Financial Analyst	Chicago, Il	Mar 6, 2017	21 y	0
Ilhwa LeeChartered Financial Analyst	Chicago, Il	May 31, 2017	10 y	0
Ben NiuChartered Financial Analyst	Oakbrook Terrace, Il	Jun 29, 2017	16 y	0
Jeffrey Robert JonesChartered Financial Analyst	Chicago, Il	Jun 29, 2017	22 y	1
John Kevin O'ConnorChartered Financial Analyst	Chicago, Il	Jun 29, 2017	26 y	1
Matthew Lawrence Halkyard	Chicago, Il	Jul 5, 2017	21 y	0
Daniel A NakanoCertified Financial Planner	Chicago, Il	Nov 24, 2017	20 y	3
Brian Arthur JaneckeCertified Financial Planner	Milwauikee, Wi	Dec 4, 2017	21 y	1
Daniel Joseph MatolaChartered Financial Analyst	Milwauikee, Wi	Dec 5, 2017	24 y	1
Peter J Bach	Bloomington, Mn	Dec 5, 2017	16 y	1
Stephanie Jo Jajtner	Milwaukee, Wi	Dec 5, 2017	23 y	1
Robert Joseph Marchese	Chicago, Il	Jan 6, 2018	29 y	0

All 97 advisors at Curi Capital, LLC

Advisor movement

6 left, 7 joined in 12 months

net +1 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 6.2% of current headcount15 left over 36 months

Left, latest

Frances Opfer Cronlund to Mariner
Jun 16, 2026 · RIA to affiliated broker-dealer or bank
Christa Madison to Ascentis Independent Advisors, LLC
May 7, 2026 · RIA to RIA
Colin Michael Kelly to The London Company Of Virginia
Mar 26, 2026 · RIA to RIA
Andrew R Zimmer to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nov 18, 2025 · RIA to wirehouse
Jonathan Lee Autry to Eqv Advisory, LLC
Nov 11, 2025 · RIA to a newly registered adviser
Deanna Rene Lewis to Transamerica Financial Advisors, LLC
Sep 17, 2025 · RIA to affiliated broker-dealer or bank
Joel Timothy Bennett to Cetera Investment Advisers LLC
Apr 23, 2025 · RIA to affiliated broker-dealer or bank
Cole Andrew Swearingen to Brookstone Capital Management LLC
Feb 5, 2025 · RIA to RIA
Brian Phillips to Kuhn Capital Partners
Jan 6, 2025 · RIA to RIA
Zachary Patzik to Burling Wealth Partners
Sep 17, 2024 · RIA to a newly registered adviser
Jameson Coslow to Cross Border Financial Planning USA LLC
Aug 27, 2024 · RIA to RIA
Mark Nicholas Paccione to Eqv Advisory, LLC
May 22, 2024 · RIA to a newly registered adviser
Andrew Park to Compound Planning, Inc.
May 8, 2024 · RIA to RIA
Joshua Ben Voisine to Cpc Advisors, LLC
Apr 25, 2024 · RIA to RIA
Christopher James Tarkowski to Farther
Apr 15, 2024 · RIA to RIA

Joined, latest

Andrew James Truax from Jnba Financial Advisors, LLC
Aug 11, 2026 · RIA to RIA
Dylan Thomas Stroud from Bbr Partners, LLC
Aug 11, 2026 · RIA to RIA
James Philip Rosselle from Rmb West, LLC
Aug 5, 2026 · Other
Seth J Wernick from Liquid Strategies, LLC
May 19, 2026 · Other
Nolan Rehard from Ameriprise Financial Services, LLC
May 7, 2026 · Affiliated broker-dealer or bank to independent RIA
Sarah Ann Ward from Drucker Wealth
Dec 3, 2025 · RIA to RIA
Bryon Carl Stanislaw from Leucadia Asset Management LLC
Sep 25, 2025 · Other
Joanna Hootnick from Invictus Private Wealth, LLC
Aug 11, 2025 · RIA to RIA
Andrew R Zimmer from Simplicity Wealth
Apr 16, 2025 · Other
Henry Cappa Burke from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 27, 2025 · Wirehouse to independent RIA
Jennifer Ross Shepard from United Capital Financial Advisors
Oct 16, 2024 · Affiliated broker-dealer or bank to independent RIA
Olive W Mitchell from Cerity Partners LLC
Aug 26, 2024 · RIA to RIA
Deanna Rene Lewis from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 15, 2024 · Wirehouse to independent RIA
Nicholas Foster Zinn from Charles Schwab & Co., Inc.
Aug 13, 2024 · Affiliated broker-dealer or bank to independent RIA
Virginia Hui Wu from A & I Wealth Management
Jun 27, 2024 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

12 joined from Curi Capital
Jan 26, 2024 · Raleigh, Nc · Firm absorbed
5 joined from Rmb West, LLC
Dec 31, 2022 · Denver, Co · Firm absorbed
2 joined from Calamos Wealth Management LLC
Sep 25, 2018 · Naperville, Il
4 joined from Jacobus Wealth Management Inc
Nov 30, 2017 · Milwaukee, Wi · Firm absorbed

Teams out Teams in

Private funds

27 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Rmb Fixed Income Opportunities Qp LLC-Series 1	Hedge Fund	$140M	273	Mar 27, 2013
Outstanding Businesses Limited Partnership	Hedge Fund	$116M	42	Feb 15, 2012
Logan Stone Capital Qp Ltd.no longer reported	Hedge Fund	$109M	3	Mar 29, 2016
1837 Partners Qp LPno longer reported	Hedge Fund	$95.5M	56	Mar 28, 2012
Financial Ascent Te Limited Partnershipno longer reported	Hedge Fund	$46.1M	10	Mar 28, 2014
Mendon Capital Master Fund Ltd.no longer reported	Hedge Fund	$32.9M	5	Mar 30, 2012
Rmb Private Equity Opportunities Qp LLC-Series 3	Private Equity Fund	$32.7M	64	Nov 13, 2020
Rmb Real Estate Opportunities Qp LLC - Series 3	Real Estate Fund	$30.1M	67	Feb 24, 2022
Curi Capital Real Estate Income And Growth Fund I, LP	Real Estate Fund	$25.0M	68	May 7, 2020
Rmb Japan Opportunities Fund L.P.no longer reported	Hedge Fund	$24.0M	80	Feb 17, 2012
1837 Partners Ltd.no longer reported	Hedge Fund	$23.8M	32	Mar 28, 2012
Rmb Private Investment Opportunities LLC Series 4		$22.0M	52	Jul 7, 2026
Rmb Real Estate Opportunities Qp LLC - Series 4		$13.8M	38	Jul 7, 2026
Rmb Private Equity Opportunities Qp LLC-Series 4	Private Equity Fund	$12.4M	67	Mar 29, 2024
Rmb Real Estate Opportunities Qp LLC - Series 2	Real Estate Fund	$11.6M	40	Mar 29, 2017
Rmb Real Estate Opportunities Qp LLC - Series 1	Real Estate Fund	$10.8M	62	Mar 26, 2014
Rmb Private Equity Opportunities Qp LLC-Series 5		$9.6M	29	Jul 7, 2026
Rmb Private Investment Opportunities LLC Series 2		$8.9M	55	Jul 7, 2026
Rmb Private Equity Opportunities Qp LLC-Series 2	Private Equity Fund	$8.7M	44	Mar 29, 2016
Rmb Equity Opportunities Qp LLC-Series 1no longer reported	Hedge Fund	$7.2M	24	Mar 29, 2017
Rmb Private Investment Opportunities LLC Series 1	Private Equity Fund	$5.4M	35	Mar 31, 2023
Rmb Private Investment Opportunities LLC Series 3		$5.1M	60	Jul 7, 2026
Rmb Private Equity Opportunities Qp LLC-Series 1	Private Equity Fund	$5.1M	60	Mar 26, 2014
Curi Capital Private Markets Fund, LP		$2.1M	6	Jul 7, 2026
Mendon Capital Qp LPno longer reported	Hedge Fund	$0	52	Mar 29, 2016
Mendon Global Long/Short Financial Qp Fund Ltd.no longer reported	Hedge Fund	$0	2	Jul 25, 2018
Iron Road Long/Short Equity Fund LPno longer reported	Hedge Fund	$0	32	Mar 2, 2018

Owners and control persons

Schedule A and B, latest filing

Allen Donald Bechter · Presidentcontrol
since 01/2024 · owns less than 5%
Mcfarland Richard Burridge · Executive Chairmancontrol
since 01/2024 · owns less than 5%
Peter Dimitri Eliopoulos · Chief Executive Officercontrol
since 01/2024 · owns less than 5%
Anne Laura Flentye · Chief Administrative Officercontrol
since 01/2018 · owns less than 5%
Michael Christopher Graff · Chief Operating Officercontrol
since 04/2018 · owns less than 5%
Abrahim Maher Harb · Chief Financial Officercontrol
since 01/2010 · owns less than 5%
Joseph Mcdermott · Chief Compliance Officer & Chief Risk Officercontrol
since 10/2022 · owns less than 5%
Mcfarland Richard Burridge · Voting Control Managercontrol
since 01/2024 · owns F of Richard M. Burridge, Jr. 2023 Family Trust

Entity owners

Curi Capital Holdings, LLC · Member
direct · owns 50% to 75%
Curi Capital, LLC · Member
direct · owns 50% to 75%
Rmb Capital Holdings, LLC · Member
direct · owns 25% to 50%
Curi Holdings, Inc. · Member
indirect · owns 75% or more of Mmic Investment Holdings, Inc.
Mmic Investment Holdings, Inc. · Member
indirect · owns 75% or more of Curi Capital, LLC
Richard M. Burridge, Jr. 2023 Family Trust · Majority Owner
indirect · owns 25% to 50% of Rmb Capital Holdings, LLC

Related persons

Schedule D 7.A

Curi Capital Insurance Solutions, LLC
real estatey
Medical Mutual Of Nc
real estaten

Advisers that list Curi Capital, LLC as a related person

158138 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Chicago, Il · principal	96	15	2
Denver, Co	15	1	1
Raleigh, Nc	11	4	2
Milwaukee, Wi	8	2	0
Oakbrook Terrace, Il	7	2	1
Bloomington, Mn	6	0	0
Lake Forest, Il	4	1	0
St Joseph, Mi	3	1	0
Washington, Dc	3	1	0
Milwauikee, Wi	2	0	0
Edina, Mn	2	2	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 3 since 2015, 0 in 24 monthsderived
Advisors acquired: 21derived
Still registered after 90 days: 90% of 21derived
After 180 days: 86% of 21derived
After 365 days: 86% of 21derived
After 730 days: 81% of 21derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Raleigh, NC17 employees
Bloomington, MN5 employees
Oakbrook Terrace, IL4 employees
Denver, CO4 employees
St. Joseph, MI3 employees
Milwaukee, WI3 employees
Lake Forest, IL2 employees
Washington, DC1 employees
Wilson, WY1 employees
, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 7, 2026
FLENTYE, LAURA, ANNE (CHIEF ADMINISTRATIVE OFFICER) left Schedule A between the filings of 2024-01-04 and 2026-07-07
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 13,209 to 16,939
Jul 3, 2025 to Mar 31, 2026
Advisory employees · 91 to 106
Jul 3, 2025 to Mar 31, 2026
BD registered reps · 6 to 5
Jul 3, 2025 to Mar 31, 2026
Charity clients · 37 to 38
Jul 3, 2025 to Mar 31, 2026
Corporate clients · 19 to 18
Jul 3, 2025 to Mar 31, 2026
HNW clients · 1,415 to 1,547
Jul 3, 2025 to Mar 31, 2026
Individual clients · 1,279 to 1,318
Jul 3, 2025 to Mar 31, 2026
Pooled vehicle clients · 17 to 19
Jul 3, 2025 to Mar 31, 2026
Assets in custody · $7.2B to $3.5B
Jul 3, 2025 to Mar 31, 2026
Employees · 168 to 180
Jul 3, 2025 to Mar 31, 2026
State-registered IARs · 97 to 94
Jul 3, 2025 to Mar 31, 2026
Other offices · 9 to 10
Jul 3, 2025 to Mar 31, 2026
Private funds · 13 to 17
Jul 3, 2025 to Mar 31, 2026
Discretionary RAUM · $8.9B to $9.3B
Jul 3, 2025 to Mar 31, 2026
HNW RAUM · $6.3B to $7.9B
Jul 3, 2025 to Mar 31, 2026
Individual RAUM · $577M to $496M
Jul 3, 2025 to Mar 31, 2026
Non-discretionary RAUM · $942M to $2.3B
Jul 3, 2025 to Mar 31, 2026
Pension RAUM · $54.2M to $62.5M
Jul 3, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $512M to $577M
Jul 3, 2025 to Mar 31, 2026
RAUM · $9.8B to $12B
Jul 3, 2025 to Mar 31, 2026
Business name · CURI RMB CAPITAL, LLC to CURI CAPITAL, LLC
May 20, 2025 to Jul 3, 2025
Financial planning clients · More than 500 to More than 500
May 20, 2025 to Jul 3, 2025
Legal name · CURI RMB CAPITAL, LLC to CURI CAPITAL, LLC
May 20, 2025 to Jul 3, 2025
Accounts · 15,723 to 13,209
Mar 4, 2025 to Apr 1, 2025
Advisory employees · 87 to 91
Mar 4, 2025 to Apr 1, 2025
Charity clients · 38 to 37
Mar 4, 2025 to Apr 1, 2025
Corporate clients · 22 to 19
Mar 4, 2025 to Apr 1, 2025
HNW clients · 1,513 to 1,415
Mar 4, 2025 to Apr 1, 2025
Individual clients · 1,264 to 1,279
Mar 4, 2025 to Apr 1, 2025
Pension plan clients · 6 to 5
Mar 4, 2025 to Apr 1, 2025
Pooled vehicle clients · 15 to 17
Mar 4, 2025 to Apr 1, 2025
Assets in custody · $7.4B to $7.2B
Mar 4, 2025 to Apr 1, 2025
Employees · 185 to 168
Mar 4, 2025 to Apr 1, 2025
State-registered IARs · 95 to 97
Mar 4, 2025 to Apr 1, 2025
Other offices · 10 to 9
Mar 4, 2025 to Apr 1, 2025
Discretionary RAUM · $8.0B to $8.9B
Mar 4, 2025 to Apr 1, 2025
HNW RAUM · $5.7B to $6.3B
Mar 4, 2025 to Apr 1, 2025
Individual RAUM · $446M to $577M
Mar 4, 2025 to Apr 1, 2025
Non-discretionary RAUM · $494M to $942M
Mar 4, 2025 to Apr 1, 2025
Pension RAUM · $62.0M to $54.2M
Mar 4, 2025 to Apr 1, 2025

Signals

38 dated events

Frances Opfer Cronlund left Curi Capital, Llc for Mariner (registered 2026-05-20)
Jun 16, 2026 · Advisor changed firm · fact
Christa Madison left Curi Capital, Llc for Ascentis Independent Advisors, Llc (registered 2026-05-19)
May 7, 2026 · Advisor changed firm · fact
Colin Michael Kelly left Curi Capital, Llc for The London Company Of Virginia (registered 2026-04-07)
Mar 26, 2026 · Advisor changed firm · fact
Andrew R Zimmer left Curi Capital, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-06-02)
Nov 18, 2025 · Advisor changed firm · fact
Jonathan Lee Autry left Curi Capital, Llc for Eqv Advisory, Llc (registered 2025-12-02)
Nov 11, 2025 · Advisor changed firm · fact
Deanna Rene Lewis left Curi Capital, Llc for Transamerica Financial Advisors, Llc (registered 2026-04-24)
Sep 17, 2025 · Advisor changed firm · fact
Joel Timothy Bennett left Curi Capital, Llc for Cetera Investment Advisers Llc (registered 2026-01-05)
Apr 23, 2025 · Advisor changed firm · fact
Cole Andrew Swearingen left Curi Capital, Llc for Brookstone Capital Management Llc (registered 2025-02-20)
Feb 5, 2025 · Advisor changed firm · fact
Brian Phillips left Curi Capital, Llc for Kuhn Capital Partners (registered 2025-10-07)
Jan 6, 2025 · Advisor changed firm · fact
Zachary Patzik left Curi Capital, Llc for Burling Wealth Partners (registered 2024-09-11)
Sep 17, 2024 · Advisor changed firm · fact
Jameson Coslow left Curi Capital, Llc for Cross Border Financial Planning Usa Llc (registered 2024-10-08)
Aug 27, 2024 · Advisor changed firm · fact
Mark Nicholas Paccione left Curi Capital, Llc for Eqv Advisory, Llc (registered 2025-11-14)
May 22, 2024 · Advisor changed firm · fact
Andrew Park left Curi Capital, Llc for Compound Planning, Inc. (registered 2024-05-03)
May 8, 2024 · Advisor changed firm · fact
Joshua Ben Voisine left Curi Capital, Llc for Cpc Advisors, Llc (registered 2025-04-20)
Apr 25, 2024 · Advisor changed firm · fact
Christopher James Tarkowski left Curi Capital, Llc for Farther (registered 2024-04-08)
Apr 15, 2024 · Advisor changed firm · fact
Nmn Frederick Paulman (President) no longer on Schedule A of Curi Capital, Llc (listed 2024-01-04, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Curi Capital's advisors moved to Curi Capital, LLC (Raleigh, NC): 12 of 13 registered, within 11 days
Jan 26, 2024 · Firm absorbed (people side) · derived
Peter Dimitri Eliopoulos (Chief Executive Officer) appeared on Schedule A of Curi Capital, Llc
Jan 4, 2024 · Control person joined · fact
Curi Capital, Llc reported 93 state-registered advisory representatives, up from 76 (2023-07-11 to 2024-01-04)
Jan 4, 2024 · Advisor headcount change · derived
Benjamin Jacob Bremen left Curi Capital, Llc for Strategic Wealth Partners (registered 2023-01-24)
Jan 10, 2023 · Advisor changed firm · fact
Mark Lawrence Sagen left Curi Capital, Llc for Connectus Wealth (registered 2023-01-19)
Jan 6, 2023 · Advisor changed firm · fact
Rmb West, LLC's advisors moved to Curi Capital, LLC (Denver, CO): 5 of 6 registered, on the same day
Dec 31, 2022 · Firm absorbed (people side) · derived
Daniel Joseph Mcdermott (Chief Compliance Officer) appeared on Schedule A of Curi Capital, Llc
Nov 17, 2022 · Control person joined · fact
Granthem James Beck left Curi Capital, Llc for Liberty Financial Group, Inc. (registered 2023-02-24)
Sep 26, 2022 · Advisor changed firm · fact
Alison Dexter Renvyle left Curi Capital, Llc for J.P. Morgan Securities Llc (registered 2022-08-12)
Jun 21, 2022 · Advisor changed firm · fact
Anne Laura Flentye (Chief Compliance Officer) appeared on Schedule A of Curi Capital, Llc
Jun 17, 2022 · Control person joined · fact
Greig John Davis (Chief Compliance Officer) no longer on Schedule A of Curi Capital, Llc (listed 2022-06-01, absent 2022-06-17)
Jun 17, 2022 · Control person left · inference
Anthony Henry Cortina left Curi Capital, Llc for Lido (registered 2022-06-02)
May 31, 2022 · Advisor changed firm · fact
Krassimira Marinkova left Curi Capital, Llc for Mowery & Schoenfeld Wealth Management, Llc (registered 2022-06-10)
May 26, 2022 · Advisor changed firm · fact
Kristen Michele Mccullough left Curi Capital, Llc for Mowery & Schoenfeld Wealth Management, Llc (registered 2022-04-25)
Apr 21, 2022 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Curi Capital, LLC · Independent Sponsors
shared crd · capital_provider
Curi Rmb Capital, LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 202-822-1223reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 202-204-1211reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 262-439-2101reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/curicapitalreportedpublic record, Form ADV, Sep 17, 2026
Website: curicapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 312-993-5800reportedpublic record, Form ADV, Jul 7, 2026
Team page: curicapital.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $119Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Curi Capital, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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