DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Paul Bernier
Certified Financial Planner
Feed of 09/14/2026
At current firm
16 y
since Apr 22, 2010
In the industry
34 y
since Jul 13, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Apr 22, 2010 · Woodstock, Ct
- Voya Financial Advisors, Inc. BD affiliatedJan 1, 2004 to Jan 13, 2004 · Des Moines, Ia
- Bts Asset Management, Inc. independent RIAApr 5, 2000 to Aug 26, 2002 · Woodstock, Ct
- Locust Street Securities, Inc. unclassifiedNov 8, 1999 to Jan 1, 2004 · Woodstock, Ct
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Jan 13, 2004, registered Apr 22, 2010 (2291 days) · Other
- Locust Street Securities, Inc. to Bts Asset Management, Inc.left Jan 1, 2004, registered Apr 5, 2000 (-1366 days) · Other
- Bts Asset Management, Inc. to Voya Financial Advisors, Inc.left Aug 26, 2002, registered Jan 1, 2004 (493 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address