DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul Adrien Brule

LPL Financial LLCBD affiliatedAlbuquerque, Nm dual registrantIAPD 1146079

Feed of 09/15/2026

At current firm

0 y

since Sep 30, 2025

In the industry

42 y

since May 8, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 30, 2025 · Albuquerque, Nm
Osaic Wealth, Inc. BD affiliated
Mar 15, 2024 to Oct 1, 2025 · Albuquerque, Nm
Kestra Advisory Services, LLC BD affiliated
Apr 30, 2018 to Mar 15, 2024 · Albuquerque, Nm
J. W. Cole Advisors, Inc. BD affiliated
May 10, 2013 to May 17, 2018 · Tampa, Fl
Financial Advisers Of America, LLC former
Jul 20, 2012 to May 10, 2013 · Albuquerque, Nm
United Planners' Financial Services Of America A Limited Partner independent RIA
Apr 11, 2005 to Jun 21, 2012 · Durango, Co
Martin Financial Advisors unclassified
Feb 10, 2005 to Mar 2, 2005 · Albuquerque, Nm
Nations Financial Group, Inc. independent RIA
Dec 31, 2001 to Dec 31, 2004 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Oct 1, 2025, registered Sep 30, 2025 (-1 days) · corporate re-registration, not a move
Kestra Advisory Services, LLC to Osaic Wealth, Inc.
left Mar 15, 2024, registered Mar 15, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
J. W. Cole Advisors, Inc. to Kestra Advisory Services, LLC
left May 17, 2018, registered Apr 30, 2018 (-17 days) · RIA to affiliated broker-dealer or bank
Financial Advisers Of America, LLC to J. W. Cole Advisors, Inc.
left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
United Planners' Financial Services Of America A Limited Partner to Financial Advisers Of America, LLC
left Jun 21, 2012, registered Jul 20, 2012 (29 days) · Other
Martin Financial Advisors to United Planners' Financial Services Of America A Limited Partner
left Mar 2, 2005, registered Apr 11, 2005 (40 days) · Other
Nations Financial Group, Inc. to Martin Financial Advisors
left Dec 31, 2004, registered Feb 10, 2005 (41 days) · Other

Signals

Paul Adrien Brule left Kestra Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-03-15)
Mar 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address