RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M••• G••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 27, 2022 · San Rafael, Ca
- B•• A•••• M••••••••• C•••• otherFeb 19, 2021 to Aug 2, 2021 · Chicago, Il
- B•• A•••• M••••••••• C•••• otherNov 2, 2015 to Dec 31, 2020 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMar 4, 2011 to Jun 9, 2014 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 7, 2007 to Apr 8, 2009 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 28, 2003 to Dec 14, 2006 · Oakbrook Terrace, Il
- B•• A•••• M••••••••• C•••• to G••••• R••••••••• P••••••• L••left Aug 2, 2021, registered Jul 27, 2022 (359 days) · Other
- L•• F•••••••• L•• to B•• A•••• M••••••••• C••••left Jun 9, 2014, registered Nov 2, 2015 (511 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Apr 8, 2009, registered Mar 4, 2011 (695 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 14, 2006, registered Feb 7, 2007 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address