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Registered advisor
S••••• J••••• G••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Apr 4, 2025
In the industry
47 y
since Oct 1, 1978 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Apr 4, 2025 · Sioux Falls, Sd
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Apr 1, 2025 · Sioux Falls, Sd
- A••••••• P••••••••• A•••••••• I•• formerSep 4, 2020 to Oct 11, 2024 · Holbrook, Ny
- A••••••• P••••••••• A•••••••• I•• formerOct 1, 2010 to Dec 31, 2019 · Holbrook, Ny
- A••••••• P••••••••• A•••••••• I•• formerSep 23, 2010 to Sep 23, 2010 · Holbrook, Ny
- E•••• S••••••••• L•• BD affiliatedJun 28, 1999 to Jan 20, 2011 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- E•••• S••••••••• L•• to A••••••• P••••••••• A•••••••• I••left Jan 20, 2011, registered Sep 23, 2010 (-119 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address