DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jhs Capital Advisors, LLC

Former SEC-registered adviserTampa, FloridaCRD 112097SEC 801-71238IAPD
Latest filing May 29, 2015
First filing on the tape Mar 28, 2012 · 23 filings
RAUM
$411M
reported, Item 5.F
Discretionary
26%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
198
118 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$411M as of Mar 23, 2015
Apr 30, 2012$145M then
HNW client RAUM: no history
State-registered IARs (5.B.3)118 as of Mar 23, 2015
Apr 30, 20120 then
Employees (5.A)198 as of Mar 23, 2015
Mar 27, 2013215 then
Private funds: no history
RAUM +30% over the last fiscal year+42% a year over threeIARs 113 to 118
Practice profile
derived from the filing of May 29, 2015; every figure names its basis
RAUM per advisor
$3.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$263,198derivedRAUM over accounts (5.F.2.f)
Discretionary
26%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
19.7derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+4.4%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,561reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Scott James Bendert · Chief Executive Officercontrol
      since 01/2011 · owns less than 5%
    • Ana Roumenova Carter · Cfo/Finopcontrol
      since 08/2010 · owns less than 5%
    • Debora Jeanne Duis · Director Of Branch Supervision And Trainingcontrol
      since 04/2012 · owns less than 5%
    • Nils Alexander Ericson · Chief Compliance Officercontrol
      since 05/2013 · owns less than 5%
    • John H. Sykes · Owner/Trustee
      since 12/2004 · owns 75% or more of 1997 Revocable Trust John H.Sykes
    Entity owners
    • Jhs Capital Holdings, LLC · Owner
      direct · owns 75% or more
    • 1997 Revocable Trust John H.Sykes · Owner
      indirect · owns 75% or more of Hyde Park Equity Holdings, LLC
    • Hyde Park Equity Holdings,LLC · Owner
      indirect · owns 75% or more of Hyde Park Equity Investments,LLC
    • Hyde Park Equity Investments,LLC · Owner
      indirect · owns 75% or more of Jhs Capital Holdings,Inc
    Related persons
    Schedule D 7.A
    • Jhs Capital Insurance Services, LLC
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    • Bellevue, WA
    • Miami, FL
    • Portland, OR
    • Salem, OR
    • Sarasota, FL
    What changed
    consecutive filings, newest first
    • Accounts · 1,329 to 1,561
      Mar 19, 2015 to Mar 23, 2015
    • Advisory employees · 113 to 118
      Mar 19, 2015 to Mar 23, 2015
    • Advisory activities · 4 to 5
      Mar 19, 2015 to Mar 23, 2015
    • BD registered reps · 201 to 198
      Mar 19, 2015 to Mar 23, 2015
    • Employees · 201 to 198
      Mar 19, 2015 to Mar 23, 2015
    • Insurance-licensed employees · 0 to 1
      Mar 19, 2015 to Mar 23, 2015
    • State-registered IARs · 113 to 118
      Mar 19, 2015 to Mar 23, 2015
    • Discretionary RAUM · $89.0M to $105M
      Mar 19, 2015 to Mar 23, 2015
    • Non-discretionary RAUM · $228M to $306M
      Mar 19, 2015 to Mar 23, 2015
    • RAUM · $317M to $411M
      Mar 19, 2015 to Mar 23, 2015
    • Accounts · 1,239 to 1,329
      Jun 7, 2013 to Jan 3, 2014
    • Advisory employees · 115 to 113
      Jun 7, 2013 to Jan 3, 2014
    • Advisory activities · 3 to 4
      Jun 7, 2013 to Jan 3, 2014
    • BD registered reps · 208 to 201
      Jun 7, 2013 to Jan 3, 2014
    • Employees · 215 to 201
      Jun 7, 2013 to Jan 3, 2014
    • Financial planning clients · 1-10 to 11-25
      Jun 7, 2013 to Jan 3, 2014
    • State-registered IARs · 115 to 113
      Jun 7, 2013 to Jan 3, 2014
    • Discretionary RAUM · $81.5M to $89.0M
      Jun 7, 2013 to Jan 3, 2014
    • Non-discretionary RAUM · $208M to $228M
      Jun 7, 2013 to Jan 3, 2014
    • RAUM · $289M to $317M
      Jun 7, 2013 to Jan 3, 2014
    • Accounts · 1,206 to 1,239
      May 16, 2013 to Jun 7, 2013
    • Discretionary RAUM · $78.3M to $81.5M
      May 16, 2013 to Jun 7, 2013
    • Non-discretionary RAUM · $197M to $208M
      May 16, 2013 to Jun 7, 2013
    • RAUM · $276M to $289M
      May 16, 2013 to Jun 7, 2013
    • Accounts · 723 to 1,206
      Oct 22, 2012 to Mar 27, 2013
    • Advisory employees · unset to 115.0
      Oct 22, 2012 to Mar 27, 2013
    • BD registered reps · unset to 208.0
      Oct 22, 2012 to Mar 27, 2013
    • Employees · unset to 215.0
      Oct 22, 2012 to Mar 27, 2013
    • Financial planning clients · 0 to 1-10
      Oct 22, 2012 to Mar 27, 2013
    • State-registered IARs · 0 to 115
      Oct 22, 2012 to Mar 27, 2013
    • Discretionary RAUM · $62.1M to $78.3M
      Oct 22, 2012 to Mar 27, 2013
    • Non-discretionary RAUM · $127M to $197M
      Oct 22, 2012 to Mar 27, 2013
    • RAUM · $189M to $276M
      Oct 22, 2012 to Mar 27, 2013
    • Related broker-dealer · false to true
      Oct 22, 2012 to Mar 27, 2013
    • Advisory activities · 2 to 3
      Jun 12, 2012 to Jun 29, 2012
    • Accounts · 474 to 723
      May 18, 2012 to May 24, 2012
    • Discretionary RAUM · $61.3M to $62.1M
      May 18, 2012 to May 24, 2012
    • Non-discretionary RAUM · $83.2M to $127M
      May 18, 2012 to May 24, 2012
    • RAUM · $145M to $189M
      May 18, 2012 to May 24, 2012
    • Organization form · Corporation to Limited Liability Company
      Apr 4, 2012 to Apr 30, 2012
    Signals
    1 dated events
    • Jhs Capital Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 28, 2012 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026