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RIA Intelligence
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Registered advisor
M••• A•••••• W••••••
Feed of 09/14/2026
Also filed as M••• A W••••••
At current firm
1 y
since Mar 6, 2025
In the industry
42 y
since Oct 28, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Mar 6, 2025 · Fairfax, Va
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Mar 11, 2025 · Washington, Dc
- A• G• E•••••• • S•••• I••• unclassifiedDec 14, 2005 to Jan 1, 2008 · St. Louis, Mo
- M••••• S•••••• D• I••• unclassifiedOct 20, 2001 to Aug 29, 2005 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Mar 11, 2025, registered Mar 6, 2025 (-5 days) · Wirehouse to independent RIA
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••left Aug 29, 2005, registered Dec 14, 2005 (107 days) · Other
Signals
- M••• A•••••• W•••••• left W•••• F•••• A••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-03-06)Mar 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address