C••••• D••••• P•••••••••

• T•• A•••••••• G•••• BD affiliated current
  since Dec 3, 2021 · Sterling, Co
• S•••••••• F••••••••• I••• former
  Oct 31, 2008 to May 18, 2022 · Sterling, Co
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Jun 18, 2002 to Oct 31, 2008 · Sterling, Co

• S•••••••• F••••••••• I••• to T•• A•••••••• G••••
  left May 18, 2022, registered Dec 3, 2021 (-166 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••
  left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move

• C••••• D••••• P••••••••• left S•••••••• F••••••••• I••• for T•• A•••••••• G•••• (registered 2021-12-03)
  May 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address