RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C•••• B••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 2, 2024 · Aspinwall, Pa
- T•••••••• A••••••• G••••• I••• BD affiliatedMar 6, 2012 to Aug 2, 2024 · Greensburg, Pa
- O•••• F•• I••• formerJan 31, 2007 to Mar 6, 2012 · Allison Park, Pa
- I••••••••• A••••••• G•••• C••• formerAug 22, 1996 to Jun 3, 2004 · Allison Park, Pa
- T•••••••• A••••••• G••••• I••• to L•• F•••••••• L••left Aug 2, 2024, registered Aug 2, 2024 (0 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to T•••••••• A••••••• G••••• I•••left Mar 6, 2012, registered Mar 6, 2012 (0 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• F•• I•••left Jun 3, 2004, registered Jan 31, 2007 (972 days) · Other
- S••••• C•••• B•••••••• left T•••••••• A••••••• G••••• I••• for L•• F•••••••• L•• (registered 2024-08-02)Aug 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address