RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• F••••• F•••••••
- S•••• Q•••• A•••••••• L•• independent RIA currentsince Jun 12, 2025 · Las Vegas, Nv
- P••••••••• P•••••• W••••• P•••••••• L•• formerAug 18, 2020 to Jun 30, 2025 · Las Vegas, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 16, 1990 to Aug 10, 2020 · Harvey Cedars, Nj
- P••••••••• P•••••• W••••• P•••••••• L•• to S•••• Q•••• A•••••••• L••left Jun 30, 2025, registered Jun 12, 2025 (-18 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••••• P•••••• W••••• P•••••••• L••left Aug 10, 2020, registered Aug 18, 2020 (8 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- A••••• F••••• F••••••• left P••••••••• P•••••• W••••• P•••••••• L•• for S•••• Q•••• A•••••••• L•• (registered 2025-06-12)Jun 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address